A company is looking for a Risk Analyst for Regulatory Reporting. ...
This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who works independently with minimal supervision to identify, assess, develop, and maintain the MS regulatory risk and controls program and framework. This role will lead and a...
A company is looking for a Regulatory Analyst. ...
Collaborates with internal departments to analyze, communicate and make recommendations with respect to regulatory intelligence. Demonstrated analytical skills and experience, including financial industry, absorbing/processing regulatory developments and applying them to complex business models. Int...
A company is looking for an Operational Regulatory Oversight Analyst. ...
The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement's production of internal and external...
Successfully completes regulatory and job training requirements. ...
Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management ("RSM") team, Regulatory Operations teams, and other FINRA customers, as applicable. The Principal Analyst of the Metrics and Reporting ("Metrics&q...
Create and execute complex regulatory implementation strategies for assigned legislative, regulatory, sub-regulatory, and licensing / accreditation requirements across multiple jurisdictions, including assessments of the regulatory impact of changes to people, processes, and technologies deployed ac...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
The Compliance Analyst is responsible for the successful compliance management and delivery of compliance services for a block of business. You’ll develop a strong knowledge of regulation requirements for compliance services and participate in training and communication of compliance administration ...
A company is looking for a Medical Compliance Audit Analyst in Oregon. ...
A company is looking for a HEDIS Data Analyst for a remote position. ...
A company is looking for a Payments Compliance Analyst. Key Responsibilities:Assist in delivering the Compliance Management System for Payments fintech partner programsReview and recommend changes to policies and procedures for adherence to laws and regulationsMonitor compliance controls, identify w...
A company is looking for a Business Reporting Analyst. ...
A company is looking for a Senior Analyst for Utilization Management Regulatory Operations. ...
A company is looking for a Global Regulatory Affairs Specialist. ...
A company is looking for a Project Manager Associate in Regulatory Affairs. ...
A company is looking for a Manager of Project Management. ...
Key Responsibilities:Plan, coordinate, and drive the development and evaluation of regulatory strategies and submissionsManage resources and provide regulatory leadership and mentoringConduct quality audits, develop management systems, and represent projects at various meetingsRequired Qualification...
A company is looking for a SOX Compliance Specialist. ...
Key Responsibilities:Manage project execution, contract administration, planning, and resource managementTake ownership of project performance including safety, schedule, budget, and client experienceLead efforts to ensure projects are completed safely, on time, and within budgetRequired Qualificati...
Key Responsibilities:Assisting in the development and maintenance of Rules for the DPSContributing to and supporting DPS/Rules education and awarenessDeveloping control structures to ensure data accuracy and quality in DPS/RulesQualifications:Bachelor's degree in Computer Science, Business Informati...
Business Data Analyst - MarketingKey Responsibilities:Lead and oversee data analysis projects from conception to completionDevelop and maintain complex analytical models and algorithmsDesign and implement data visualizations, reports, and dashboardsRequired Qualifications:5 - 7+ years of total exper...