Regulatory Analyst: Average Salary in Centennial, CO in 2024
Find out what the average Regulatory Analyst salary is in Centennial, CO
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Operational Regulatory Oversight Analyst
A company is looking for an Operational Regulatory Oversight Analyst. Key Responsibilities:Interpret and analyze state and federal regulatory rules to ensure compliancePerform oversight audits and support in corrective action plan activitiesDevelop audit procedures, job aids, and workflows for perfo...
Principal Analyst, MAP - Any Finra Location
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
Sr Energy Storage Regulatory Analyst
Renewables Regulatory Analyst - Energy Storage (BESS) - Remote Job. ...
Senior Analyst, Market Regulation-SMI Manipulation
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Regulatory GAAP and Statutory Investment Reporting Analyst
Successfully completes regulatory and job training requirements. ...
Senior Principal Analyst, Strategic Metrics & Reporting, Enforcement
The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement's production of internal and external...
Senior Regulatory Compliance Analyst - Hybrid
Senior Regulatory Compliance Analyst. Senior Regulatory Compliance Analysts conduct principal reviews and approvals of registered fund and private-placement sales and advertising materials. Demonstrates knowledge of SEC, FINRA, and other regulatory requirements related to broker-dealers and financia...
Principal Analyst, MRTS Metrics and Reporting
Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management ("RSM") team, Regulatory Operations teams, and other FINRA customers, as applicable. The Principal Analyst of the Metrics and Reporting ("Metrics&q...
Senior Regulatory Compliance Analyst - Hybrid
Senior Regulatory Compliance Analyst. Senior Regulatory Compliance Analysts conduct principal reviews and approvals of registered fund and private-placement sales and advertising materials. Demonstrates knowledge of SEC, FINRA, and other regulatory requirements related to broker-dealers and financia...
Senior Analyst, Market Regulation-CAT Reporting
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Retirement Plan Compliance Analyst
The Compliance Analyst is responsible for the successful compliance management and delivery of compliance services for a block of business. You’ll develop a strong knowledge of regulation requirements for compliance services and participate in training and communication of compliance administration ...
Sr. Trade Compliance Specialist
Trade Compliance Specialist coordinates the tactical aspects of export and import licensing and acts as a Business Group Subject Matter Expert in Trade Compliance functions in accordance with U. Supports Contract Operations team by reviewing customer/supplier contracts and providing recommended chan...
Business Intelligence Visualization and Reporting Analyst (PBI)
Business Intelligence Visualization and Reporting Analyst (PBI). This role will proactively support critical business strategies by overseeing the maintenance and enhancements of key dashboards, reports and analysis based primarily in PowerBI along with other reporting and analytics tools. SAP, BW, ...
Analyst Reporting and Data Enablement
A company is looking for an Analyst of Reporting and Data Enablement. ...
Web Project Manager
A company is looking for a Web Marketing Project Manager. ...
Compliance Data Specialist
A company is looking for a Compliance Data Specialist in Phoenix, Arizona. ...
Sr Analyst Business
A company is looking for a Senior Analyst, Business (Digital Channel) - REMOTE. ...
Trade Compliance Analyst I
A company is looking for a Trade Compliance Analyst I. ...
Operational Regulatory Oversight Analyst
A company is looking for an Operational Regulatory Oversight Analyst. ...
Global Regulatory Affairs Specialist
A company is looking for a Global Regulatory Affairs Specialist. ...
CPM II - Neuro Project Manager
Key Responsibilities:Provide strong, independent Clinical Operations leadership on assigned and/or complex projectsEstablish team roles and responsibilities, provide clear direction to internal team and vendors, and ensure study successDesign and implement study-specific project plans, logs, and act...
Senior AML Compliance Officer
A company is looking for a Senior Compliance Officer in AML Compliance. ...
Principal Business Systems Analyst
A company is looking for a Principal Business Systems Analyst. ...
Compliance Specialist Affordable Housing
A company is looking for an Affordable Housing Compliance Specialist for a remote position. ...