A company is looking for an Operational Regulatory Oversight Analyst. Key Responsibilities:Interpret and analyze state and federal regulatory rules to ensure compliancePerform oversight audits and support in corrective action plan activitiesDevelop audit procedures, job aids, and workflows for perfo...
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
A company is looking for a Senior Analyst, Regulatory Compliance - Battery Storage. ...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Renewables Regulatory Analyst - Energy Storage (BESS) - Remote Job. ...
The Principal Analyst in the Regulatory Services Management team ("RSM") in FINRA's Department of Market Regulation and Transparency Services ("MRTS") is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and no...
The Regulatory Analyst is a member of Kinder Morgan’s Rates and Regulatory department and will be based out of Colorado Springs, CO. To be considered for our Regulatory Analyst position, click on Apply Now to sign-in or create an account to upload your resume. As needed, responsibilities will also i...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
The Principal Analyst in the Regulatory Services Management team (“RSM”) in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and non-standard reports t...
The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related com...
Successfully completes regulatory and job training requirements. ...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Senior Regulatory Compliance Analyst. Senior Regulatory Compliance Analysts conduct principal reviews and approvals of registered fund and private-placement sales and advertising materials. Demonstrates knowledge of SEC, FINRA, and other regulatory requirements related to broker-dealers and financia...
Senior Regulatory Compliance Analyst. Senior Regulatory Compliance Analysts conduct principal reviews and approvals of registered fund and private-placement sales and advertising materials. Demonstrates knowledge of SEC, FINRA, and other regulatory requirements related to broker-dealers and financia...
Tracks and reports data to monitor adherence to regulatory, configuration and contractual requirements. ...
As a dedicated Business Support Analyst Senior, you will Support the business by analyzing and evaluating relevant complex business data, information, metrics and processes to identify opportunities and solutions to business plan development and optimization of business operations. Provides operatio...
Environmental Compliance Specialist II(Direct Hire) position at our office in Grand Junction, CO. Provide oversight and/or support in the areas of environmental compliance and permitting, RCRA, CERCLA, NESHAPs, SPDES, and other applicable state and federal environmental regulations and DOE orders, s...
Provide the Project Manager with status updates and keep them apprised of overall project status. We are Accenture, a global professional services company, searching for a Workday Project Manager. Lead or support the Project Management workstream on a Workday implementation project. Take your Workda...
Performs on-site inspections of commercial and residential buildings, sites and vacant land to determine if maintenance of the property is in compliance with property maintenance code. ...
A company is looking for a Global Regulatory Affairs Specialist. ...
Key Responsibilities:Plan, coordinate, and drive the development and evaluation of regulatory strategies and submissionsManage resources and provide regulatory leadership and mentoringConduct quality audits, develop management systems, and represent projects at various meetingsRequired Qualification...
Key Responsibilities:Identifying requirements for Support processes and reportsArranging project requirements in programming sequenceDeveloping and maintaining applications and databasesRequired Qualifications:Bachelor's Degree in Engineering, Technology, or Data3+ years progressive software design,...
A company is looking for a Cybersecurity Compliance Specialist. ...
A company is looking for an Associate Director / Director, Global Regulatory Affairs for a remote position. ...
A company is looking for an Associate Director, Regulatory Affairs. ...