This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing s...
The Principal Analyst in the Regulatory Services Management team ("RSM") in FINRA's Department of Market Regulation and Transparency Services ("MRTS") is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and no...
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing s...
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
The Principal Analyst in the Regulatory Services Management team (“RSM”) in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and non-standard reports t...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Successfully completes regulatory and job training requirements. ...
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
Ensure documentation complies with internal policies and regulatory expectations, facilitating audits and regulatory inquiries. Stay abreast of regulatory developments, industry trends, and emerging risks relevant to consumer banking laws and regulations, proactively assess the impact of regulatory ...
Research Billing Compliance Specialist. Research Billing Compliance Specialist. Coordinates with Research Billing Specialist to identify invoiceable charges. ...
One of our clients, a Healthcare organization, is looking for a Data Analyst. ...
Conduct regular assessments to evaluate the effectiveness of IT controls and identify areas of non-compliance with SOX IT general controls, PCI-DSS, and GDPR. Collaborate with cross-functional teams to develop and implement processes and controls to ensure compliance with regulatory requirements. Mo...
To ensure that all Flavor, Fragrance & feed formulations comply with industry, Federal/State, Global/International Regulatory bodies and customer requirements. Assist with Regulatory Database and Systems maintenance including but not limited to:. Coordinate, prepare and review regulatory documents/c...
Contribute in interpreting regulations and assisting internal & external stakeholders with product stewardship and regulatory compliance. Assist in the development of global strategies and compliance programs for raw materials and product evaluations. Experience with regulatory compliance tool and s...
Responsible for managing large, strategic ERP projects from initiation through delivery and leading internal and external project team members on implementation, migration, enhancement, or integration projects that often involve business process reengineering. Innovative and fast-growing company emb...
Regulatory bodies and customer requirements. Assist with Regulatory Database and Systems maintenance including but not limited to:. Coordinate, prepare and review regulatory. Support the development of Regulatory Specifications. ...
Maintains accurate contractual and compliance records for organizational efficiency and legal compliance, often using electronic tools/systems to store documents securely. Hudson Technologies is seeking a highly motivated contracting and compliance professional with a minimum of three years of exper...
Contract Compliance Officer - Night Shift. Contract Compliance Office - Night Shift. Ensure compliance with client policies & procedures, approved cleaning tools and equipment and their proper use. ...
For JOB CANDIDATES we have direct relationships with hiring managers! Also, we can provide better insight into open job roles as well as present your resume directly in front of the hiring manager. For JOB CANDIDATES we have direct relationships with hiring managers! Also, we can provide better ins...
Hudson Regional Hospital is looking for a data analyst because they generate a lot of data from various sources. A data analyst can turn this raw information into actionable reports and visualizations that will help the hospital improve patient care, reduce costs, and make better strategic decisions...
The Academic and Compliance Specialist (ACS) leads and coordinates the development of new academic programs and ensures regulatory compliance with State and accreditation standards and procedures. ...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Assisting with the identification of Significant Complianc...
The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance p...
Risk and compliance Business Analyst. Domain|Global Compliance|RnC Risk Management. Experience as an IT BA - working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications. ...