The team ensures that there is internal Regulatory data integrity and monitors the compliance with internal and external regulatory limits and thresholds. About Banking Regulatory Reporting. The US Bank Regulatory Reporting group is primarily responsible for financial and other periodic reporting su...
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing s...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Maintain regulatory information in accordance with processes and procedures to support regulatory compliance. Qualifications: Actual Title: "Senior Specialist, Regulatory Affairs CMC "Education: Bachelor of Science degree (minimum) in science, engineering, or other relevant field (advanced degree pr...
The Principal Analyst in the Regulatory Services Management team ("RSM") in FINRA's Department of Market Regulation and Transparency Services ("MRTS") is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and no...
The Principal Analyst in the Regulatory Services Management team (“RSM”) in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining controls for RSM standard and non-standard reports t...
The Principal Analyst has demonstrated a highly proficient level of competence in identifying risks, developing regulatory strategies to address those risks, and working with internal and external constituents to achieve the goals of the department. The Principal Analyst possesses a highly proficien...
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing s...
This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regu...
Successfully completes regulatory and job training requirements. ...
Ensure documentation complies with internal policies and regulatory expectations, facilitating audits and regulatory inquiries. Stay abreast of regulatory developments, industry trends, and emerging risks relevant to consumer banking laws and regulations, proactively assess the impact of regulatory ...
The Senior Regulatory Filings Analyst role works with internal Product Development and Actuarial staff to analyze, prepare, submit, and manage timely approval of company product filings by various state departments of insurance. This position provides training to further develop Regulatory Analysts ...
Reporting to the Specialty Group Compliance Manager, the Regulatory Compliance Analyst will be responsible for accurately performing core regulatory compliance processes, including but not limited to data calls and regulatory reporting, documentation of complaints, legal mail, regulator inquiries, e...
Research Billing Compliance Specialist. Research Billing Compliance Specialist. Coordinates with Research Billing Specialist to identify invoiceable charges. ...
This role will serve as a regulatory liaison to internal and external investigators, sponsors, collaborating divisions, departments and institutions, and Institutional Review Boards (IRBs), Data Safety and Monitoring Boards, Biosafety committees, Laboratory facilities, and external regulatory agenci...
Lead new projects from inception through go live, managing the project lifecycle across authoring project initiation documents, business requirements documents, status reports, leading front to back UAT across users and developers. Capital Markets as a Project Manager or Business Analyst with experi...
The SAP S4/Hana Business Systems Analyst collaborates with the business process teams to understand current/future business processes and requirements to ensure technology investments support and enhance strategic objectives. The SAP S4/Hana Business Delivery Lead Systems Analyst is a service orient...
Conduct regular assessments to evaluate the effectiveness of IT controls and identify areas of non-compliance with SOX IT general controls, PCI-DSS, and GDPR. Collaborate with cross-functional teams to develop and implement processes and controls to ensure compliance with regulatory requirements. Mo...
The Engineering Project Manager will perform design work and manage project work packages to support improvements to existing emergency evacuation products for aircraft. Support preparation of small-scale project schedules, cost estimates, project plans, etc. This position will focus on our customer...
One of our clients, a Healthcare organization, is looking for a Data Analyst. Experience connecting data and analysis. ...
The Senior Associate, Regulatory Affairs is responsible for supporting applications under pre and post approval conditions. Under the direction of Regulatory Affairs management, participate in drug development from early stage development through final formulation, ensuring compliance with principle...
Regulatory & Sustainability Expert/Specialist role manages regulatory and sustainability projects. Ensure statutory compliance of all regulatory requirements. Responsible for staying up to date on all regulatory laws, notices both domestic and international. Assists marketing with regulatory & susta...
We are seeking a dedicated Assistant Project Manager to join our dynamic team and support our internal projects. We are looking for an organized and proactive Assistant Project Manager to oversee and coordinate internal manufacturing projects. Assist the Project Manager in planning and executing int...
The Information Security Compliance Analyst will maintain compliance framework documentation, conduct assurance assessments and validate the effectiveness of information security controls across the organization. Kearfott Corporation is seeking an experienced Information Security Compliance Analyst,...