This position will work directly with the Advisory Team, the first line of defense ("1LOD") as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC including, but not limited to Federal Reserve Act S...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
Investment Funds Regulatory Associate Attorney/Counsel. Job Overview: A law firm in New York City, NY, is seeking an Investment Funds Regulatory Associate Attorney/Counsel with experience in private funds. Provide regulatory advice to investment fund clients on compliance matters. Conduct legal rese...
As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy team, you'll have the opportunity assist the department with Executive Briefings and contribute to other reporting needs as time permits. Candidate will develop expertise on the firm's regulatory agenda as...
Internal Audit - Corporate Controllers & Tax, Regulatory Financial Reporting . Recovery and Resolution regulatory requirements. Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting. ...
Your role as Regulatory Data Associate:. Strong experience in business intelligence, financial markets and products, regulatory reporting, or data analytics. This is not necessarily an exhaustive list of all responsibilities, duties, performance standards or requirements, efforts, skills or working ...
The Senior Associate, Regulatory Review must follow the protocol established by our pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the Medical-Legal-Regulatory (MLR) review board (a board of experts typ...
The specialist will work closely with our client’s regulatory affairs, compliance and risk and finance teams, leading cross-functional regulatory remediation initiatives. Sia Partners is looking for a talented Management Consultant to support our Financial Services practice serving our clients with ...
The Associate, Regulatory Promotional Operations, plays a crucial role in supporting the preparation and delivery of submission packages for promotional materials to be reviewed through the client Medica, Legal, Regulatory (MLR) process. The Associate maintains a strong working knowledge of the clie...
Transformation and Control Solutions (TCS) is a global team that sits within Regulatory & Control Operations and acts as a center of project management excellence for the Operations division focusing on Regulatory related projects. TCS plans and executes projects with significant regulatory risk and...
In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of ...
We are seeking a highly skilled and experienced professional to join our US Banking Regulatory Engagement team with expertise in financial services regulatory exam management and regulatory relations. As an independent control function and part of the firm’s second line of defense, Compliance assess...
REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS. The role will support corporate governance enhancement routines, controls implementation and monitoring, development and maintenance of procedure documentation, regulatory requests while providing knowledge of reg...
Our individual merit-based system enabled 65% of our associates to earn above the Cravath scale in 2023. Experience in cryptocurrency-related litigation, regulatory advice, or government investigations is preferred. ...
As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all ...
The Senior Associate, Regulatory Promotional Operations is a project-level lead responsible for independently preparing and delivering submission packages for promotional materials to be reviewed through the client Medical, Legal, Regulatory (MLR) process. Experience in the pharmaceutical industry, ...
A&O Shearman is seeking a mid-senior associate to join our Financial Services Regulatory team in our New York office. A&O Shearman seeks an accomplished associate to join our New York office with 5-7 years of experience focused on all aspects of broker-dealer regulatory. Our Financial Services Regul...
This position will work directly with the City National Rochdale's ("CNR") First Line of Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within CNR Sales and MarketingThe role will support corporateernance enhancement routines, controls implem...
SummaryA career in our Balance Sheet Management practice, within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders embed a proactive and dynamic risk management capability and mind set into their corporate business practices. You’ll help build too...
Regulatory Reporting Associate. In this position, you will prepare regulatory reports in an accurate and timely manner in accordance with US GAAP and regulatory instructions. The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. Prepare and review monthly/quarterly/annual regu...
The Associate, Regulatory Promotional Operations, plays a crucial role in supporting the preparation and delivery of submission packages for promotional materials to be reviewed through the client Medica, Legal, Regulatory (MLR) process. The Associate maintains a strong working knowledge of the clie...
REGULATORY ASSOCIATE, CNR SALES AND MARKETING WHAT IS THE OPPORTUNITY? This position will work directly with the City National Rochdale's ("CNR") First Line of Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within CNR Sales and MarketingThe r...
Within this context, your responsibilities will include:· Prepare, document, and retain Regulatory requests & responses working closely with the Liquidity Risk, Market Risk and Treasury team, and/or subject matter experts as well as with other teams within Bank to ensure accuracy· Su...
This position will work directly with the City National Rochdale's ("CNR") First Line of Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and role will support corporateernance enhancement routines, controls im...
Exciting opportunity at MSK: Join our team as a Research Project Associate! We’re looking for a dynamic clinical research professional to support our Early Drug Development service, MSK’s Phase 1 research team. This role will focus on ensuring quality assurance of all regulatory documents along with...