Regulatory Associate: Average Salary in Stamford, CT in 2024

Associate Director/Director Regulatory Operations. Oversee regulatory document preparation and review to ensure accuracy, completeness, and compliance with regulatory standards. Lead the preparation and submission of regulatory filings, including CTAs, NDAs, INDs, and BLAs. Acts at the subject matte...

Respond to Compliance inquiries/regulatory data requests. Monitor regulatory submissions and escalate issues accordingly. ...

Title: Broker Dealer Regulatory Reporting Associate. A midsize digital investment bank is seeking a Broker Dealer Regulatory Reporting Associate. Be a member of a team of regulatory reporting professionals responsible for producing daily and month end SEC 15c3-1 capital computations, FRB2004 reporti...

Management, Adverse Events Reporting and appropriate regulatory Document Control is also the responsibility of this position, as are compliance execution for International Trade and International regulatory product filing coordination. Master’s degree in a scientific field is required with emphasis ...

This position will be responsible for managing all aspects of international trade operations, ensuring compliance with all regulations, and maintaining strong relationships with third-party suppliers. Oversee all import and export operations, ensuring compliance with international trade regulations ...

As a Workday HCM Project Manager, you will:. Create and manage to roadmaps, project plan, manage day to day monitoring tasks and activities, and initiate corrective action where necessary in order to keep the project on track. Successfully manage delivery of end to end Workday HCM projects and manag...

Job Description: Project Manager. The Project Manager will be part of the Service Transformation team under the Director of PMO, which reports to the Customer Operations team. Project Planning and Program Oversight: Ability to create and maintain project plans and oversee programs to completion. Cre...

The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...

This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...

As Director Regulatory Affairs – Cannabinoid Strategy, you will be accountable for the global regulatory strategy for cannabinoid products. Work with external affairs and regulatory policy teams to monitor, anticipate, and facilitate changes in the regulatory environment and effectively translate th...

The Senior Project Manager shall oversee total construction effort to ensure projects are safely constructed in accordance with design, budget, and schedule. Work with the Project Engineer and Superintendent to develop and maintain a project schedule with the appropriate attributes. Initiate project...

Position Details: </u></b></p> <p><b>Job Title: </b><b>Project Manager - 30246</b></p> <p style="text-align:justify"><b>Location: 1 Griffin Rd N FL 4 Windsor, CT 06006 (Local candidates only)</b></p> <p styl...

The Project Manager will support the firm by leading cross-functional projects critical to the business. Our client is a leading asset manager within the digital assets industry that offers a variety of public and private investment products. Manage firm-wide projects, initiatives, and work streams ...

Role: Infar Project Manager •Manage the global delivery of SEC Treasury Clearing regulatory change. ...

The Manager, Regulatory Affairs is responsible for the overall daily planning, developing, implementation, and coordinating the Hospital’s regulatory and accreditation compliance program. The Manager, Regulatory Affairs is responsible for the entire scope of the regulatory and accreditation complian...

The Manager, Regulatory Affairs is responsible for the overall daily planning, developing, implementation, and coordinating the Hospital’s regulatory and accreditation compliance program. The Manager, Regulatory Affairs is responsible for the entire scope of the regulatory and accreditation complian...

Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...

The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...

This highly reputable and well-established Restoration Construction Company is URGENTLY seeking a top quality Large Loss Project Manager to join their team! With a great reputation and continual flow of repeat/new clients, they are in need of skilled and experienced individuals like you!. ...

Ipsos Public Affairs has an opportunity for a Senior Pricing Manager. As Senior Pricing Manager you will be responsible for managing the cost and price proposal process, as well as providing overall project financial support, for a vast portfolio of projects for both public and private sector client...

Lead Project Managers and/or Program team in the development and maintenance of comprehensive plans for a defined program. Deliver presentations of project status to effectively communicate throughout the project life-cycle. Adhere to the Organization's project management methods, project life-cycle...

Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...

The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...

Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...

Oversees organizational functional processes, ensuring that they are completed accurately, on time, and in compliance with established processes Develops and implements procedural changes to assist in meeting the team’s critical goals and objectives in the most efficient manner possible Overse...