The Regulatory Reporting department’s overall global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creatio...
The Regulatory Reporting department’s overall global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creatio...
Respond to Compliance inquiries/regulatory data requests. Monitor regulatory submissions and escalate issues accordingly. ...
Associate Director/Director Regulatory Operations. Oversee regulatory document preparation and review to ensure accuracy, completeness, and compliance with regulatory standards. Lead the preparation and submission of regulatory filings, including CTAs, NDAs, INDs, and BLAs. Acts at the subject matte...
The Compliance Analyst will report directly to the Chief Compliance Officer. We are seeking a knowledgeable and proactive Compliance Analyst with 2-4 years of experience at an investment advisor and specific experience with the Investment Advisers Act. The ideal candidate will assist in implementing...
Project Manager on the Marketing & Creative Strategy. WHAT OUR PROJECT MANAGERS ENJOY MOST. Project Management certification or successful completion of a recognized project management curriculum. Manage projects from inception to completion. ...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
The Senior Data Analyst – Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
IT with project management, preferably with system implementations and migration experience. Understanding of MS Project 2013. ...
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
Strong project manager to drive projects and get decisions. Project manage PE90 timelines to ensure program framework and space utilization is determined ahead of inventory release. ...
Senior Manager Government Affairs. The position requires collaboration with other state and US government affairs team members and 3M’s government affairs team globally, as well as the company’s regulatory, legal, compliance teams as well as business and operations executives to help develop and adv...
GHW Global is working closely with the President of a leading Geotechnical Construction firm in the Northeast, which is currently seeking a Senior Project Manager to lead the drilled shaft operations for one of the region's largest infrastructure projects. Project Manager with full responsibility fo...
Role: Project Manager - Regulatory / Fixed Income. Minimum 8-10+ years of experience as Project Manager;. Duration: Initial contract 3 months (1 year project with quarterly renewable extensions). Experience delivering large complex regulatory projects to financial institutions and its growth agenda;...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Experience: 3-5+ years of experience in Project Management or Estimating. ...
We are looking for an analytically minded person experiencedin statistical reporting to insurance regulators who will be part of ourP&C regulatory compliance team in Stamford, Connecticut, reporting to the insurancebusiness unit. Conduct regulatory compliance reviews including research, information ...
The Manager, Regulatory Affairs is responsible for the overall daily planning, developing, implementation, and coordinating the Hospital’s regulatory and accreditation compliance program. The Manager, Regulatory Affairs is responsible for the entire scope of the regulatory and accreditation complian...
Ipsos Public Affairs has an opportunity for a Senior Pricing Manager. As Senior Pricing Manager you will be responsible for managing the cost and price proposal process, as well as providing overall project financial support, for a vast portfolio of projects for both public and private sector client...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
The Manager, Regulatory Affairs is responsible for the overall daily planning, developing, implementation, and coordinating the Hospital’s regulatory and accreditation compliance program. The Manager, Regulatory Affairs is responsible for the entire scope of the regulatory and accreditation complian...
Must be able to create and manage work breakdown structures, project schedules, project budgets, project risk registries, issue logs at an advanced level. Knowledge of generally accepted project management best practices, frameworks, and methodologies across both traditional and Agile approaches is ...
Execution of Technology Projects. Creates project timelines to maintain, service, and replace IT equipment, security camera systems, and VOIP systems; and to evaluate IT services and vendors, and update contracts. ...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...