A company is looking for a Regulatory Compliance Attorney.
Key Responsibilities
Participate and lead client calls
Draft, update, and proofread investment adviser compliance manuals and policies
Assist with Form ADV Part 2 preparation and annual compliance reviews
Qualifications
Juris Doctor from a reputable school
3+ years of experience in a law firm regulatory group or in-house at a private equity firm
Strong knowledge of the Advisers Act
Exceptional drafting and analytical skills
Highly organized with a commercial mindset
Regulatory Attorney • Renton, Washington, United States