FINRA Licensed Compliance ConsultantVirtualVocations • Saginaw, Michigan, United States
FINRA Licensed Compliance Consultant
VirtualVocations • Saginaw, Michigan, United States
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Compliance Consultant to support broker-dealer and registered investment adviser operations.
Key Responsibilities
Conduct and document marketing and advertising reviews for compliance
Provide regulatory guidance and training to business partners regarding marketing materials
Assist with compliance training programs, regulatory filings, and risk assessments
Required Qualifications
FINRA Series 7 & 24 required
3-5 years of financial services experience with a Broker Dealer and / or SEC registered investment advisor
2+ years of experience reviewing marketing and advertising materials
Experience drafting compliance policies and procedures
College degree preferred
serp_jobs.job_alerts.create_a_job
Compliance Consultant • Saginaw, Michigan, United States
Job_description.internal_linking.related_jobs
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more A company is looking for a Retirement Plan Account Manager.Key Responsibilities Focus on client retention and satisfaction through relationship building Collaborate with internal partners to res...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more A company is looking for an Equity Compensation Consultant to provide education and support to employee shareholders regarding their equity compensation plans.
Key Responsibilities Serve as the pr...serp_jobs.internal_linking.show_more 
We are actively looking to hire talented Therapists in the area, who are passionate about patient care and committed to clinical excellence.
Wanting to deliver high quality behavioral healthcare.Int...serp_jobs.internal_linking.show_more A company is looking for a Senior Equity Compensation Consultant to provide guidance and support for high-net-worth employee shareholders.
Key Responsibilities Serve as the primary contact for hig...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more 
New, easy-to-apply options are available for this role : chat with our recruiting assistant Ana at careers.Want to build a stronger, more sustainable future and cultivate your career? Join Cargill's...serp_jobs.internal_linking.show_more A company is looking for a Healthcare Compliance Lead to oversee and enhance its healthcare compliance program.Key Responsibilities Develop, implement, and improve compliance programs to adhere t...serp_jobs.internal_linking.show_more Solutions Architect - Financial Solutions.Key Responsibilities : Architect & Deliver POCs : Design and implement technical demonstrations tailored to finance and accounting customers Pre-Sales Eng...serp_jobs.internal_linking.show_more A company is looking for a Senior Manager of Compliance to ensure regulatory standards are met and to support the compliance program.
Key Responsibilities Modify, update, and implement compliance ...serp_jobs.internal_linking.show_more A company is looking for a Compliance Analyst- Fraud Intake & Triage Analyst.Key Responsibilities Review operational performance against contractual and regulatory requirements and report on comp...serp_jobs.internal_linking.show_more 
HOUR SHIFT- 1800-0630; 0600-1830.Want to make a difference in someone’s life every day? As a licensed practical nurse (LPN) with Brittany Manor, you will work as part of a team providing skilled nu...serp_jobs.internal_linking.show_more At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better.
Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
Remote Corporate Development Analyst – AI Trainer ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
FINRA S6 Licensed Account Manager
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Remote Senior Financial Analyst ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Equity Compensation Consultant
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Licensed Marriage and Family Therapist (LMFT).
LifeStance Health • Owosso, MI, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Equity Compensation Consultant
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Remote Finance Director - AI Trainer ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Remote FP&A Manager – AI Trainer ($50-$60 / hour)
Data Annotation • Flint, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Industrial Refrigeration Technician
Cargill • Breckenridge, MI, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Healthcare Compliance Lead
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Solutions Architect - Finance
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Senior Compliance Manager
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Compliance Analyst
VirtualVocations • Saginaw, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Licensed Practical Nurse (LPN) - Sign On Bonus
Brittany Manor • MIDLAND, Michigan, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Outpatient Licensed Therapist (LCSW, LPC, LMSW, LMFT)
LifeStance Health • Ashley, MI, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Remote Investment Analyst – AI Trainer ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Remote FinTech Product Analyst - AI Trainer ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Remote Financial Analyst - AI Trainer ($50-$60 / hour)
Data Annotation • Midland, Michigan
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted