Sr. Compliance Manager - Investment Risk

Sr Compliance Manager

The Sr Compliance Manager plays a critical role in independently measuring, monitoring, and assessing risks across fiduciary investment activities. This position ensures effective risk oversight by providing credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary.

Working within the Compliance Risk Management organization, you will oversee the risk management of a diverse range of investment productsincluding equities, fixed income, alternative funds, and managed solutionsoffered by Key Private Bank.

As part of the KPB Wealth Compliance team, you will work closely with line of business partners and research analysts in the Chief Investment Office to :

• Develop and maintain a deep understanding of fund and portfolio risk profiles
• Enhance and innovate risk oversight frameworks and methodologies
• Ensure compliance with internal policies and regulatory expectations
• Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business

Key Responsibilities

Required :

Preferred :

Compensation and Benefits

This position is eligible to earn a base salary in the range of $130,000 to $160,000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.

Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.