Talent.com
Ops & Supervisory Liaison

Ops & Supervisory Liaison

StephensLittle Rock, AR, US
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Ops & Supervisory Liaison

Job Category : Private Wealth Management

Full-Time

On-site

Little Rock, AR 72201, USA

Description

Essential Duties And Responsibilities

  • Review and approve new account and related documents, other client related documents and asset movements to ensure they are in compliance with our policies and procedures.
  • Review electronic correspondence via various software systems.
  • Provide information and resolve issues that might occur when working with the Operations and / or the Compliance Departments.
  • Monitor the adherence of internal policies and procedures related to the Private Client Group and Compliance.
  • Maintain current working knowledge of the industry changes and regulations, related to Private Client Group, Stephens Inc. employees, and / or clients.
  • Perform other duties as required by management.

Education And / Or Experience

  • Bachelor's degree in a related field.
  • 5+ years of related experience and / or training preferably in a similar position.
  • Equivalent combination of education and experience.

    • Knowledge, Skills, And Abilities

  • Excellent verbal, written and organizational skills and strong attention to detail.
  • Attention to detail with emphasis on accuracy and quality.
  • Self-motivated with the ability to work independently in a fast-paced environment.
  • Ability to prioritize and handle multiple tasks simultaneously.
  • Analytical, critical thinking and problem solving skills with the ability to determine the appropriate action.
  • Process management skills.
  • Establish and maintain effective working relationships at all levels of the organization.
  • Proficient in Microsoft Office Suite or similar software, with the ability to learn and utilize industry specific software as required.
  • Ability to maintain confidentiality.
  • Due to the duties of the position, this position must be performed in person, in the office environment, except for occasional circumstances.
  • In-depth understanding of the securities industry.
  • Knowledge of relevant regulations related to securities.
  • Strong quantitative research, critical thinking, and analytical skills.

    • Certifications, Licenses, And Registrations

  • SIE Securities Industry Essentials.
  • Series 7 General Securities Representative.
  • Series 63 - State Law Exam or Series 66 Combined State Law.
  • Series 66 Combined State Law may be substituted for the Series 63 and Series 65.
  • Series 9 / 10 General Securities Sales Supervisor (preferred).

    • Equal Opportunity Employer This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

    serp_jobs.job_alerts.create_a_job

    Ops Supervisory Liaison • Little Rock, AR, US

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    Ops & Supervisory Liaison

    Ops & Supervisory Liaison

    Stephens DefaultLittle Rock, AR, US
    serp_jobs.job_card.full_time
    Job Category : Private Wealth Management.Essential Duties And Responsibilities.Review and approve new account and related documents, other client related documents and asset movements to ensure they...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - Rehabilitation Therapy

    Travel Physical Therapy Assistant - Rehabilitation Therapy

    Ardor Health SolutionsBenton, AR, US
    serp_jobs.job_card.full_time
    Ardor Health Solutions is seeking a travel Rehab Technician for a travel job in North Little Rock, Arkansas.Job Description & Requirements. Ardor Health Solutions is looking for a Physical Thera...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - $1247.52 / Week

    Travel Physical Therapy Assistant - $1247.52 / Week

    Medical SolutionsBenton, AR, US
    serp_jobs.job_card.full_time
    Medical Solutions is seeking an experienced Physical Therapy Assistant for an exciting Travel Allied job in Benton, AR.Shift : 5x8 hr days Start Date : 10 / 06 / 2025 Duration : 13 weeks Pay : $1247.A faci...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Manager In Training

    Manager In Training

    Buddy's Home Furnishings - Malvern, ARMalvern, AR, US
    serp_jobs.job_card.full_time
    Buddy’s Home Furnishings is the third-largest Rent-To-Own (RTO) retail provider of furniture, appliances, electronics, and computers in the United States. Over the past five years, we have exp...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - $1,510 per week

    Travel Physical Therapy Assistant - $1,510 per week

    Vibra TravelsBenton, AR, United States
    serp_jobs.job_card.full_time
    Vibra Travels is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. VIBRA TRAVELS is looking for a CORPORATE TRAVEL PHYSICAL THERAPY ASS...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant

    Travel Physical Therapy Assistant

    Medical Solutions AlliedBenton, AR, US
    serp_jobs.job_card.full_time
    Medical Solutions Allied is seeking a travel Physical Therapy Assistant for a travel job in North Little Rock, Arkansas.Job Description & Requirements. We’re seeking talented healthcare pr...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Travel Electrophysiology Technician

    Travel Electrophysiology Technician

    GLC On-The-GoBenton, AR, US
    serp_jobs.job_card.full_time
    GLC On-The-Go is seeking a travel Electrophysiology Technician for a travel job in Benton, Arkansas.Job Description & Requirements. Pay package is based on 8 hour shifts and 40 hours per week (s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - $1200 / Week

    Travel Physical Therapy Assistant - $1200 / Week

    Medpro Healthcare StaffingBenton, AR, US
    serp_jobs.job_card.full_time
    Medpro Healthcare Staffing is seeking an experienced Physical Therapy Assistant for an exciting Travel Allied job in Benton, AR. Shift : 5x8 hr days Start Date : 10 / 20 / 2025 Duration : 13 weeks Pay : $12...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel SNF Physical Therapy Assistant

    Travel SNF Physical Therapy Assistant

    AHS StaffingBenton, AR, US
    serp_jobs.job_card.full_time
    AHS Staffing is seeking a travel Physical Therapy Assistant for a travel job in North Little Rock, Arkansas.Job Description & Requirements. AHS Staffing is looking for a SNF Physical Therapy Ass...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Travel Outpatient Physical Therapy Assistant - $1,390 per week

    Travel Outpatient Physical Therapy Assistant - $1,390 per week

    TheraEx TherapyBenton, AR, United States
    serp_jobs.job_card.full_time
    TheraEx Therapy is seeking a travel Outpatient Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. Preferred experience level? 2 years orthopedic PT prefe...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant

    Travel Physical Therapy Assistant

    TRS HealthcareBenton, AR, US
    serp_jobs.job_card.full_time
    TRS Healthcare is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. TRS Healthcare Job ID #1373787.Pay package is based on 8 hour s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Occupational Therapist (OT) - $1,139 to $1,273 per week in Pine Bluff, AR

    Travel Occupational Therapist (OT) - $1,139 to $1,273 per week in Pine Bluff, AR

    AlliedTravelCareersPine Bluff, AR, US
    serp_jobs.job_card.full_time
    AlliedTravelCareers is working with Prime Time Healthcare to find a qualified Occupational Therapist (OT) in Pine Bluff, Arkansas, 71601!. Now Hiring : Allied Healthcare Occupational Therapist Assist...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Interventional Cardiologist Needed for Locum Tenens Coverage at Facility in Durango, Colorado

    Interventional Cardiologist Needed for Locum Tenens Coverage at Facility in Durango, Colorado

    HealthEcareers - ClientMaumelle, AR, USA
    serp_jobs.job_card.full_time
    Job Reference Id : ORD-193046-MD-AR.Assignment Type : Inpatient; Outpatient.Board Certification Required : No.A hospital is seeking an Interventional Cardiologist for locum tenens coverage.During y...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - $1,317 per week

    Travel Physical Therapy Assistant - $1,317 per week

    TRS HealthcareBenton, AR, United States
    serp_jobs.job_card.full_time
    TRS Healthcare is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. TRS Healthcare Job ID #1373787.Pay package is based on 8 hour shift...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Occupational Therapist (OT) - School - $2,440 per week in White Hall, AR

    Travel Occupational Therapist (OT) - School - $2,440 per week in White Hall, AR

    AlliedTravelCareersWhite Hall, AR, US
    serp_jobs.job_card.full_time
    AlliedTravelCareers is working with Windsor Healthcare Recruitment Group, Inc.OT - School in White Hall, Arkansas, 71602!. ASAP STARTJefferson Regional Specialty Hospital1600 W 40Th AvePine Bluff, A...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Outpatient Physical Therapy Assistant

    Travel Outpatient Physical Therapy Assistant

    AHS StaffingBenton, AR, US
    serp_jobs.job_card.full_time
    AHS Staffing is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. Pay package is based on 8 hour shifts and 40 hours per week (subj...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant

    Travel Physical Therapy Assistant

    Aequor AlliedBenton, AR, US
    serp_jobs.job_card.full_time
    Aequor Allied is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. Pay package is based on 8 hour shifts and 40 hours per week (sub...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Travel Physical Therapy Assistant - $1,308 per week

    Travel Physical Therapy Assistant - $1,308 per week

    Lucid Staffing SolutionsBenton, AR, United States
    serp_jobs.job_card.full_time
    Lucid Staffing Solutions is seeking a travel Physical Therapy Assistant for a travel job in Benton, Arkansas.Job Description & Requirements. Physical Therapy Assistant (PTA) ready to make a meaningf...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days