Talent.com
serp_jobs.error_messages.no_longer_accepting
Wisconsin Licensed Compliance Consultant

Wisconsin Licensed Compliance Consultant

VirtualVocationsMission Viejo, California, United States
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Compliance / Supervision Consultant.

Key Responsibilities

Review investment transactions to ensure compliance with regulatory and internal policies

Support advisors and clients in monitoring ongoing compliance

Participate in training on specific compliance guidelines and apply existing skills effectively

Required Qualifications

Bachelor's degree

2-3 years of experience in the financial industry

Active Series 7 and 24 registrations

Proficiency in Microsoft Word, Excel, Adobe, and SharePoint

Advertising compliance experience (preferred)

serp_jobs.job_alerts.create_a_job

Compliance Consultant • Mission Viejo, California, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Compliance Director

Compliance Director

TradeJobsWorkForce92702 Santa Ana, CA, US
serp_jobs.job_card.full_time
Compliance Director Job Duties : Accomplishes compliance human resource strategies by determining acco...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Sr Analyst, Compliance

Sr Analyst, Compliance

Ingram MicroIrvine, CA, US
serp_jobs.job_card.full_time
Join the organization that's driving the world's technology and shape the future.Ingram Micro is a leading technology company for the global information technology ecosystem.With the ability to rea...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Risk and Safety Consultant

Risk and Safety Consultant

BBSISanta Ana, CA, United States
serp_jobs.job_card.full_time
Everything we do at BBSI is in support of business owners.We facilitate conversations around a broad range of organizational areas that allow business owners to run their companies more effectively...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Director of Compliance

Director of Compliance

McKinley Children's CenterSan Dimas, CA, US
serp_jobs.job_card.full_time
Youth, Family, and Community are what we are all about! We offer a great working environment and benefits package! McKinley encourages growth so that you can Be your Best H.At McKinley employees sh...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
REMOTE Compliance Analyst

REMOTE Compliance Analyst

SamprasoftIrvine, CA, US
serp_jobs.filters.remote
serp_jobs.job_card.full_time
Review incoming documents from suppliers (e.Ensure compliance with company policies.Coordinate with other departments.Bachelors degree in relevant field. Minimum of three years of experience in proc...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Major Litigation Unit Complex Claims Consulting Director

Major Litigation Unit Complex Claims Consulting Director

CNA InsuranceBrea, CA, United States
serp_jobs.job_card.full_time
You have a clear vision of where your career can go.And we have the leadership to help you get there.At CNA, we strive to create a culture in which people know they matter and are part of something...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Lead Compliance Specialist

Lead Compliance Specialist

McKinley Children's CenterSan Dimas, CA, US
serp_jobs.job_card.full_time
McKinley : Youth, Family, and Community are what we are all about! We offer a great working environment and benefits package! McKinley encourages growth so that you can Be your Best H.At McKinley em...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Compliance Specialist- Meadowview + Lakeview

Compliance Specialist- Meadowview + Lakeview

Peak LivingPerris, CA, USA
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
Peak Living is currently seeking a qualified DUAL SITE.Leasing & Compliance Specialist.At Peak Living, our employees love where they work. We are a full-service real estate management company wi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Sr. Claims Director

Sr. Claims Director

Webilent Technology, Inc.Huntington Beach, CA, US
serp_jobs.job_card.temporary
Onsite – Huntington Beach, CA.This includes supervising daily operations, leading quality assurance programs, and collaborating with executive leadership to align departmental strategies with...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Sr. Specialist, Trade Compliance

Sr. Specialist, Trade Compliance

Clearance JobsAnaheim, CA, US
serp_jobs.job_card.full_time
Empowered Official and Customs Compliance Official, Trade Compliance Senior Specialist.L3Harris Technologies is an agile global aerospace and defense technology innovator, delivering end-to-end sol...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Liability Claims Examiner (Public Entity) | Must Reside in California

Liability Claims Examiner (Public Entity) | Must Reside in California

SedgwickBrea, CA, US
serp_jobs.job_card.full_time
General Liability Claims Examiner (Public Entity).By joining Sedgwick, you'll be part of something truly meaningful.It's what our 33,000 colleagues do every day for people around the world who are ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Senior Director, Strategy- Compliance Solutions

Senior Director, Strategy- Compliance Solutions

Automatic Data ProcessingSan Dimas, CA, US
serp_jobs.job_card.full_time
Senior Director Of Strategy For Compliance Solutions.ADP is hiring a Senior Director of Strategy for Compliance Solutions. This position is part of the Corporate Strategy team that supports ADP's Co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Regional Compliance Auditor

Regional Compliance Auditor

Spread Your Wings, LLC.Garden Grove, CA, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
Come Join our new Regional Team!.Northern Coast - North / Central & Southern California - This position can be based out of our Garden Grove, Sacramento or Greater South Bay area offices.Do you h...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Sr. Corporate Claims Specialist

Sr. Corporate Claims Specialist

Golden State FoodsIrvine, CA, US
serp_jobs.job_card.full_time
Golden State Foods is a distinguished leader in the foodservice industry, offering an extensive array of products and services to a diverse clientele. Rooted in the values of quality service and int...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Client Development Lead, Validation and Regulatory Compliance

Client Development Lead, Validation and Regulatory Compliance

Barry WehmillerSanta Ana, CA, US
serp_jobs.job_card.full_time
Client Development Lead, Validation And Regulatory Compliance.You will join one of our 45 offices in the US, be part of a committed team of over 1,500 professionals, and work in teams and directly ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Program Compliance Specialist in Cypress, CA

Program Compliance Specialist in Cypress, CA

Syntricate TechnologiesCypress, CA, US
serp_jobs.job_card.full_time
Duration : 04 / 29 / 2024 to 10-28-2024.This role will be focused on delivering high caliber results, on predetermined timelines, while assisting to manage workflow processes related to all aspects of C...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Director, Compliance

Director, Compliance

Pacific LifeNewport Coast, CA, US
serp_jobs.job_card.full_time
Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead our policyholders count on us to be there when it matters most. It's a big ask, but it's one that we ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
VP Legal Compliance

VP Legal Compliance

San Manuel Band of Mission IndiansHighland, CA, US
serp_jobs.job_card.full_time
Vice President (VP), Legal Compliance.Under the direction of the Chief Legal & Compliance Officer, the VP, Legal Compliance, works in tandem with senior leaders to provide strategic direction and s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Sr. Claims Director (Huntington Beach)

Sr. Claims Director (Huntington Beach)

Webilent Technology, Inc.Huntington Beach, CA, US
serp_jobs.job_card.part_time +1
This includes supervising daily operations, leading quality assurance programs, and collaborating with executive leadership to align departmental strategies with organizational goals.The ideal cand...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Director, Global Compliance (US)

Director, Global Compliance (US)

Accurate BackgroundIrvine, CA, US
serp_jobs.job_card.full_time
Director, Global Compliance (US).When you join Accurate Background, you're an integral part of making every hire the start of a success story. Your contributions will help us fulfill our mission of ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30