California Licensed Compliance AnalystVirtualVocations • Van Nuys, California, United States
California Licensed Compliance Analyst
VirtualVocations • Van Nuys, California, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Fiduciary Compliance Testing Analyst to assist in compliance testing related to fiduciary activities.
Key Responsibilities
Develop and maintain rapport with business lines and stakeholders to support the Compliance Management Program
Plan, develop, and execute compliance testing, including control design and transactional testing
Lead meetings to discuss findings and draft reports on review results
Required Qualifications
Associate degree or equivalent in Accounting, Finance, or Business Administration with a strong emphasis in Accounting or Finance
Two years of compliance, audit, or quality control experience with a financial institution, consulting firm, or regulatory agency
Strong working knowledge of laws and regulations specific to fiduciary activities
Examination experience with a state or federal regulatory agency is a plus
Currently holding or actively pursuing Certified Fiduciary and Investment Risk Specialist (CFIRS) designation is preferred
serp_jobs.job_alerts.create_a_job
Compliance Analyst • Van Nuys, California, United States
Job_description.internal_linking.related_jobs
Join our team as a Compliance Specialist in beautiful Northridge, CA, where you will play a vital role in ensuring the safety and compliance of our medical devices.
This position offers a flexible h...serp_jobs.internal_linking.show_more
Octus is a leading global provider of credit intelligence, data, and analytics.Since 2013, tens of thousands of professionals across hedge fund, investment banking, management consulting, and law f...serp_jobs.internal_linking.show_more
Third Party Governance, Risk And Compliance Analyst.Los Angeles, California Hybrid 3 Days Onsite Full Time.The Analyst will be a key player in overseeing third-party vendor risk, ensuring regulat...serp_jobs.internal_linking.show_more
Analyst SAFE Act is a seasoned professional role.Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and workflow for the are...serp_jobs.internal_linking.show_more
SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not.
Today SpaceX is actively developing the technolo...serp_jobs.internal_linking.show_more
Compliance Fraud, Waste & Abuse Analyst.If you are as passionate about helping those in need as you are about growing your career, consider AltaMed.
At AltaMed, your passion for helping others isn't...serp_jobs.internal_linking.show_more
For all positions based in the Washington, D.Maryland or Virginia and within a reasonable commutable distance to the assigned office is required depending on the firm's discretion and the nature of...serp_jobs.internal_linking.show_more
Our client, a Medical Center facility under the aegis of a California Public Ivy university and one of largest health delivery systems in California, seeks an accomplished.NOTE- THIS IS LARGELY REM...serp_jobs.internal_linking.show_more
Our client, a Medical Center facility under the aegis of a California Public Ivy university and one of largest health delivery systems in California, seeks an accomplished.NOTE- THIS IS LARGELY REM...serp_jobs.internal_linking.show_more
The Risk & Compliance Analyst II brings subject matter expertise to the Firm's risk and compliance management programs, partnering with legal support, operations, and technology teams to ensure com...serp_jobs.internal_linking.show_more
Programmatic Compliance Analyst.Volunteers of America is an organization committed to serving people in need, strengthening families, and building communities.
VOALA provides a variety of social ser...serp_jobs.internal_linking.show_more
Interested in building your career at The Trade Desk? Get future opportunities sent straight to your email.Accepted file types : pdf, doc, docx, txt, rtf.
Are you eligible to work in the country you ...serp_jobs.internal_linking.show_more
The Risk Analyst (WC) investigates basic to moderate level of Worker's Compensation claims.This position works with Operations to ensure that their needs are being met and that claims are being han...serp_jobs.internal_linking.show_more
General Liability Claims Examiner (Public Entity).By joining Sedgwick, you'll be part of something truly meaningful.It's what our 33,000 colleagues do every day for people around the world who are ...serp_jobs.internal_linking.show_more
Join our fast-paced, growing company and further your career with Maverick Payments, where you can thrive, your ideas are valued, and your colleagues feel more like family than coworkers! Maverick ...serp_jobs.internal_linking.show_more
AEG Custom Demographic Questions (US).It is AEG's policy to prohibit unlawful discrimination against any employee or applicant for employment based on any legally protected characteristic, such as ...serp_jobs.internal_linking.show_more
AR Claims & Deductions Analyst.Over the past 80+ years Breville has grown to become an iconic global brand, delivering kitchen products to over 70 countries around the globe.Breville enhances peopl...serp_jobs.internal_linking.show_more
AXS connects fans with the artists and teams they love.Each year we sell millions of tickets to thousands of incredible events from concerts and festivals to sports and theater at some of the mos...serp_jobs.internal_linking.show_more
This role is responsible for annual due diligence recertification review, analysis, and ongoing monitoring of an assigned portfolio of existing non-delegated and delegated correspondent clients.Cor...serp_jobs.internal_linking.show_more
The QA Analyst is a self-starter who can perform a diverse set of duties within the evolving quality assurance landscape.
The QA Analyst contributes to the software and content quality of software d...serp_jobs.internal_linking.show_more
Compliance Specialist - Exempt
LanceSoft • Northridge, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Fundamentals Analyst Los Angeles, California, United States
Octus Intelligence, Inc. • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Third Party Governance, Risk and Compliance (GRC) Analyst
Veracity • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
For additional information, please reviewCiti's Privacy Policy.
Citigroup • Simi Valley, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Regulatory Compliance Analyst
SpaceX • Inglewood, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Analyst, Compliance, Fraud, Waste & Abuse
AltaMed • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Litigation Analyst
Munger, Tolles & Olson • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Data Reporting Analyst (LARGELY REMOTE / NO C2C)
Amerit Consulting • Santa Clarita, CA, United States
serp_jobs.filters.remote
serp_jobs.job_card.permanent
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Data Reporting Analyst (LARGELY REMOTE / NO C2C) (Santa Clarita)
Amerit Consulting • Santa Clarita, CA, US
serp_jobs.filters.remote
serp_jobs.job_card.part_time +1
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Risk and Compliance Analyst II
Munger, Tolles & Olson LLP • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Programmatic Compliance Analyst
Volunteers of America Los Angeles • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst - Technology ComplianceNewLos Angeles
The Trade Desk • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Risk Analyst (WC) (P1-1868464-1)
Panda Restaurant Group • Rosemead, CA, US
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Liability Claims Examiner (Public Entity) | Must Reside in California
Sedgwick • Brea, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Risk Analyst I
Maverick Payments • Calabasas, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Associate Compliance Analyst
AEG Worldwide • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
AR Claims & Deductions Analyst
Breville • Torrance, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Associate Compliance Analyst
AXS • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Jr. Counterparty Risk Analyst
Western Alliance Bancorporation • Westlake Village, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
QA Analyst (Onsite | California, US)
Arcadian • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted