1LOD Control Testing Manager

Control Testing Manager

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Continue to learn, grow and evolve. No matter what greater means to you, we can help you find it. We believe in empowering our partners with the resources, support, and opportunities to achieve greater and reach their full potential. A strong focus on individual career development and growth is just one way we help you reach your goals.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to strengthening the communities in which we live and work.

We are seeking a Control Testing Manager to join our newly established Centralized 1LoD Control Testing function (1LoD Testing). This 1LOD Testing team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key leader of the team, you will play a pivotal role in supporting risk management activities across the organization. This includes the opportunity to be immersed across multiple operational and compliance areas, with opportunities to specialize in specific areas of interest.

In this role, reporting into the Control Testing Director, you will collaborate closely with stakeholder partners across NTC's global operations. Your responsibilities will include managing and overseeing a team of professionals to execute high quality 1LoD Control Testing in line with corporate policies and standards. In addition, you will work closely with members of the 1LoD Control Testing leadership team to support ongoing improvement in approaches across the 1LoD Control Testing activities inclusive of methodology, tools, and processes.

The key responsibilities of the role include :

Responsible for managing team of Test Lead(s) and Tester(s)

Review resourcing for respective area, including ensuring Test Leads and Testers can meet testing demand and have appropriate experience and skill levels

Promote standardized testing execution activities by performing quality review over pertinent 1LOD testing outputs including planning and final reporting

Help facilitate efficient testing practices including utilization of automated tools as part of execution activities

Acts as point of escalation for matters related to significant deficiencies and risks to ongoing operations of the Function

Collaborate within the first line and within the other lines of defense to promote coordination of risk management-based activities

Responsible for communicating thematic observations and trends to Senior Leadership and Oversight Committees

Work with the Director of 1LOD Control Testing to communicate statuses and respond to inquiries from Audit regulatory bodies

The successful candidate will benefit from having :

College or university degree required

8+ years experience of risk and control experience inclusive of direct control testing experience

4+ years direct management experience

Deep understanding of other assurance-based activities including controls monitoring and compliance testing

Experience managing a testing function across multiple jurisdictions

Experience in financial services industry

Deep understanding of and experience contributing to design of control frameworks, risk management frameworks, and testing methodologies

Self-motivated with strong collaboration and communication skills, both verbal and written, with senior management and Regulatory Bodies

Strong interpersonal and leadership skills, including experience mentoring

Strong understanding of automated tooling across assurance-based activities, including experience with implementing these solutions

Industry certifications / designation a plus (CIA, CISA, CRMA, CFE, etc.)

Salary Range : $95,600 - 162,400 USD

Working with Us : As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today.

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.