Series 3 Licensed Operations DirectorVirtualVocations • Ontario, California, United States
Series 3 Licensed Operations Director
VirtualVocations • Ontario, California, United States
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- serp_jobs.job_card.full_time
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A company is looking for a Director of Operations to oversee daily brokerage activities and ensure operational efficiency and compliance.
Key Responsibilities
Lead daily operations for the Trade Desk and Support Desk, ensuring timely and compliant service delivery
Manage and develop Trade Desk and Support Desk staff, conducting performance reviews and training programs
Collaborate with cross-functional teams to align procedures and enhance the overall trader experience
Required Qualifications
Bachelor's degree in business, Finance, or related field (preferred)
Series 3 license required; Series 30 preferred
Minimum 7 years of brokerage or trading operations experience within an NFA / CFTC-regulated environment
Proven leadership in Trade Desk, Support, or Operations Management
Strong working knowledge of regulatory frameworks and risk management practices
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