Anti-Money Laundering (AML) Quality Associate

Anti-Money Laundering (AML) Quality Associate

The Anti-Money Laundering (AML) Quality Associate is an integral part of the Financial Intelligence Unit (FIU) Investigations Support Team, providing support to FIU teams by performing quality assurance (QA) tasks related to suspicious activity decisions. This role is part of a highly collaborative, mission-oriented team that ensures potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities. Additionally, the AML Quality Associate will escalate to leadership any suspicious activity investigation that has not been decisioned appropriately within the Bank Secrecy Act (BSA) / AML framework and company policies and procedures.

Responsibilities :

• Work with FIU Supervisors and Investigators to uphold the high bar of their teams' investigation quality
• Assist Investigations team in process improvements, change management and QA
• Work with supervisors to escalate potential gaps and deliver suggestions for training and improvement based on data, for both investigation and quality processes
• Partner with Quality leadership, supervisors and investigators to develop a deep understanding of investigation process
• Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough
• Assess if supporting documentation from investigations is accurately captured and aligned with Suspicious Activity Reporting decisions
• Review Suspicious Activity Reports to ensure that all appropriate fields in the SAR form are filled out correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize
• Document activity that is out of compliance with BSA regulatory guidance and / or AML Policies and Procedures
• As needed, assist Quality Management with developing reporting and metrics
• As needed, assist Quality Management with maintaining AML Quality Policies and Procedures

Basic Qualifications :

Preferred Qualifications :

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Quality Associate role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Chicago, IL / Wilmington, DE / Richmond, VA / Plano, TX / Jericho, NY / McLean, VA.

Work From Home Technology Requirements :

Work From Home Living Requirements :

At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Chicago, IL : $72,800 - $83,100 for AML Sr. Investigator I

Jericho, NY : $87,400 - $99,700 for AML Sr. Investigator I

McLean, VA : $80,100 - $91,400 for AML Sr. Investigator I

New Orleans, LA : $72,800 - $83,100 for AML Sr. Investigator I

Plano, TX : $72,800 - $83,100 for AML Sr. Investigator I

Richmond, VA : $72,800 - $83,100 for AML Sr. Investigator I

Wilmington, DE : $72,800 - $83,100 for AML Sr. Investigator I

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and / or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability / vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.