Senior Manager, AML Financial Intelligence Unit

Overview

Senior Manager, AML Financial Intelligence Unit – SoFi

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This range is provided by SoFi. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$131,200.00 / yr - $225,500.00 / yr

Employee Applicant Privacy Notice

Who we are : Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance. We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we're at the forefront. We're proud to come to work every day knowing that what we do has a direct impact on people's lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.

The role

The Manager, AML Financial Intelligence Unit (FIU) will be responsible for overseeing a team of FIU Investigators conducting independent reviews and analysis of potential suspicious AML / Fraud activity. The Manager will be responsible for coaching and training which may include conducting holistic reviews of the FIU Investigator's work product within the SoFi case management systems for cryptocurrency and traditional finance in support of their investigations and dispositions. The Manager will also conduct regular one-on-ones and will be responsible for reviewing and approving SAR filings as applicable.

What you'll do

• Manage a team of FIU Investigators to evaluate whether AML / Fraud alerts and cases generated from manual and automated transaction monitoring are risk-relevant and whether a SAR filing is warranted. The Manager will ensure alert and case determinations are appropriate, fully supported, and clearly documented.
• Provide ongoing mentoring, coaching, and counseling to FIU Investigators to drive production and quality.
• Assist with the design, development and execution for the ongoing transaction monitoring and wallet screening programs.
• Work closely with FIU Investigators to identify training needs, performance gaps, project process improvement, and provide recommendations to management.
• Maintain a thorough comprehension of AML and Fraud typologies related to retail banking, brokerage, and virtual currency assets.
• Collaborate with Senior Management related to ongoing projects to further enhance the AML program, especially in regards to AML investigations of virtual currency.
• Assist in developing and maintaining procedures and training materials to guide the AML investigation process.
• Drive strategic initiatives while creating robust processes, procedures, and training materials to enhance AML investigations surrounding blockchain and cryptocurrency activity, to further align with SoFi's compliance standards.
• Provide consultative and value-added support to business partners on compliance policies and procedures.

What you'll need

Specific skills

Nice to have

Compensation And Benefits

The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate's experience, skills, and location. To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page.

SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, gender identity, gender expression, national origin, age, disability, marital status, or any other basis prohibited by applicable state or federal law. The Company hires the best qualified candidate for the job, without regard to protected characteristics. SoFi is committed to an inclusive culture and offers accommodations to candidates with disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email accommodations@sofi.com.

New York applicants : Notice of Employee Rights. Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.

Internal Applicants

If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.

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