Talent.com
SVP Compliance Advisor

SVP Compliance Advisor

VirtualVocationsCleveland, Ohio, United States
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a SVP; Compliance Advisor.

Key Responsibilities :

Lead compliance oversight and risk management for Asset Management products and personnel

Analyze risk and control environments, providing guidance on risk mitigation strategies

Interact with regulatory bodies and assist in compliance-related examinations and audits

Required Qualifications :

Bachelor's Degree in a related field

10 years of experience in compliance, legal, audit, risk, or relevant functions

Working knowledge of relevant regulations and industry best practices

Experience in providing guidance and credible challenge in supervisory frameworks

In lieu of a degree, a combined minimum of 14 years of higher education and / or work experience, including 10 years in relevant functions

serp_jobs.job_alerts.create_a_job

Compliance Advisor • Cleveland, Ohio, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Traveling Compliance Specialist

Traveling Compliance Specialist

Fairstead ESC LLCCleveland, OH, US
serp_jobs.job_card.temporary
Fairstead is a purpose-driven real estate firm dedicated to building sustainable communities across the country.Headquartered in New York, with offices in Colorado, Florida, and Washington DC, Fair...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
KCDC Compliance Manager

KCDC Compliance Manager

KeyCorpCleveland, OH, US
serp_jobs.job_card.full_time
Key Community Development Corporation (KCDC) provides much needed investment dollars for affordable housing and community development projects in urban and rural communities across all 50 states vi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
VP or Director of Strategic Accounts

VP or Director of Strategic Accounts

DripsCleveland, OH, US
serp_jobs.job_card.full_time
VP or Director of Strategic Accounts.Reports To : SVP of Healthcare Solutions.Type : Full Time | High Impact | Quota-Carrying. About Drips : Drips is a fast-growing, tech-enabled managed service transf...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
EVP CFO

EVP CFO

MetroHealthSouth Euclid, OH, United States
serp_jobs.job_card.full_time
The MetroHealth System is redefining health care by going beyond medical treatment to improve the foundations of community health and well-being : affordable housing, a cleaner environment, economic...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Pharmaceutical Sales Representative (Cleveland)

Pharmaceutical Sales Representative (Cleveland)

Alora Pharmaceuticals, LLCCleveland, OH, United States
serp_jobs.job_card.full_time
Alora Pharmaceuticals is a leading specialty pharmaceutical company focused on specialty segments of the U.It is a fully integrated company with internal resources dedicated to the development, man...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Sr. Compliance Manager - Wealth Management and Trust Testing

Sr. Compliance Manager - Wealth Management and Trust Testing

KeyCorpCleveland, OH, US
serp_jobs.job_card.full_time
As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ongoing compli...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Director, Financial Crime Compliance Consulting Services

Director, Financial Crime Compliance Consulting Services

AML RightSourceCleveland, OH, US
serp_jobs.job_card.full_time
Director, Financial Crime Compliance Managed Services.We are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world....serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Associate Private Client Advisor

Associate Private Client Advisor

KeyCorpAkron, OH, US
serp_jobs.job_card.full_time
Associate Private Client Advisor.Location : 3983 Medina Road - Akron, Ohio 44333.Job Summary : The Associate Private Client Advisor partners and assists Private Client Advisors with a focus on our Ma...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Wealth Advisor - Cleveland, OH

Wealth Advisor - Cleveland, OH

First National Bank of PennsylvaniaCleveland, OH, United States
serp_jobs.job_card.full_time
Make a difference - for us and for your future.Market Executive - Wealth Management.This position is primarily responsible for driving new revenue on behalf of FNB Wealth Management, within an assi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Financial Freedom Advisor

Financial Freedom Advisor

Quantum FinancialFairlawn, OH, United States
serp_jobs.job_card.full_time
Financial Freedom Advisor Onsite | Full-Time | Unlimited Income Potential 3090 W Market St, Suite 205, Fairlawn, OH 44333 Company : Quantum Financial, LLC Compensation : First 90 days commission only...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Compliance Program Advisor Prudential Regulations (e.g., Reg O, Reg W)

Compliance Program Advisor Prudential Regulations (e.g., Reg O, Reg W)

PNCCleveland, OH, US
serp_jobs.job_card.full_time +1
At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.We work together each day ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Assistant Vice President, Research Compliance and Security

Assistant Vice President, Research Compliance and Security

UAkronAkron, OH, US
serp_jobs.job_card.full_time
Reporting to the Vice President for Research and Business Engagement, the Research Compliance Officer will develop, oversee, enforce, and maintain a comprehensive research compliance and security p...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Client Advisor - Cleveland

Client Advisor - Cleveland

Tiffany & Co.Cleveland, OH, US
serp_jobs.job_card.full_time
serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Compliance Associate

Compliance Associate

Cleveland Research CompanyCleveland, OH, US
serp_jobs.job_card.full_time
Founded in 2006, CRC has expanded to 15 research teams across 50 key channels publishing research on over 150 companies.We pride ourselves on a disciplined research process that has us regularly en...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
VP, Treasury Management, Cleveland

VP, Treasury Management, Cleveland

Dollar Bank, FSBCleveland, OH, United States
serp_jobs.job_card.full_time
Are you a proactive cash management sales professional with a strong network and the ambition to drive your own success? Join our innovative team as a Vice President of Treasury Management, where y...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
LOB Risk Specialist Sr

LOB Risk Specialist Sr

PNCCleveland, OH, US
serp_jobs.job_card.full_time
At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.We work together each day ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Marketing Compliance Specialist

Marketing Compliance Specialist

CrossCountry MortgageCleveland, OH, US
serp_jobs.job_card.full_time
Marketing Compliance Specialist.CrossCountry Mortgage (CCM) is the nation's number one distributed retail mortgage lender with more than 7,000 employees operating over 700 branches and servicing lo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Director, Compliance

Director, Compliance

CrossCountry MortgageCleveland, OH, US
serp_jobs.job_card.full_time
CrossCountry Mortgage (CCM) is the nation's number one distributed retail mortgage lender with more than 7,000 employees operating over 700 branches and servicing loans across all 50 states, D.Our ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Sr. Compliance Manager Operational Risk Testing

Sr. Compliance Manager Operational Risk Testing

KeyCorpCleveland, OH, US
serp_jobs.job_card.full_time
Senior Manager, Risk Evaluation And Assurance Program.As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Manager Supply Chain Compliance

Manager Supply Chain Compliance

Leaf HomeHudson, OH, US
serp_jobs.job_card.full_time
We turn complex home improvement projects and endless to-dos into achievements.With more than 50% of homeowners worried about the cost and effort of home maintenance, we deliver remarkable, end-to-...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days