Director, Compliance (Investment Services)

Oversight and compliance in alternative assets - Top Benefits and Bonus Structure!

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This Jobot Job is hosted by : Amanda Cohen

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Salary : $105,000 - $170,000 per year

A bit about us :

We are a global leader in financial services and investment management, dedicated to helping clients achieve their financial goals through innovative strategies and disciplined oversight. Our culture is inclusive, supportive, and values-driven, offering associates meaningful work, long-term career growth, and opportunities to make a tangible impact on clients and communities.

At our firm, you’ll find :

Comprehensive Benefits & Wellness : Health, retirement, mental health support, and resources to balance work and life.

Career Development : Mentorship, training, and internal mobility to advance your career in a growing organization.

Innovation & Impact : Work on cutting-edge solutions in asset management and regulatory compliance.

Stability & Reputation : A privately-held, stable organization with a strong commitment to investing in its people and long-term success.

If you’re ready to lead compliance for alternative assets and make a real impact, this is your opportunity to step into a critical role and shape the future of asset management oversight.

Why join us?

High-Impact Role : Be the go-to expert for alternative investment compliance, shaping oversight programs that drive business success.

Autonomy & Influence : As a Director-level individual contributor, you’ll own critical compliance responsibilities and provide guidance to senior leaders and committees.

Career Growth & Learning : Gain exposure to cross-functional teams and advanced compliance programs, with opportunities to expand your expertise in asset management and operational oversight.

Innovative Environment : Contribute to process improvements, technology-driven solutions, and forward-thinking compliance strategies.

Flexible & Supportive Culture : Hybrid work, strong wellness programs, and a team culture that values collaboration, inclusion, and mentorship.

Job Details

Are you ready to take a leadership role in alternative asset compliance where your expertise will directly impact high-stakes investment oversight? We’re seeking a Director of Asset Management Compliance to join a global financial services leader, overseeing operational compliance, due diligence, and reporting for alternative investments, private equity, and hedge fund vehicles.

In this role, you will :

Perform Operational Due Diligence (ODD) of third-party fund managers and alternative investment products.

Manage compliance programs for mutual funds and illiquid alternatives, ensuring regulatory requirements are met across all jurisdictions.

Act as a trusted partner to investment teams, operations, legal, and risk, providing proactive guidance and identifying opportunities to improve compliance processes.

Report directly to the Chief Compliance Officer (CCO) and support governance committees with accurate, actionable oversight.

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