Board Securities & Corporate Liaison 2

Liaison 1

The Liaison 1 is responsible for a variety of tasks and functions in the corporate securities and governance team within the legal department, including supporting the relationship between management and the board of directors, preparing for on and off site board and committee meetings, assisting with Securities and Exchange Commission and New York Stock Exchange filings and disclosure matters, maintaining corporate record books of NiSource and its subsidiaries, including proper and compliant entity management and service of process, preparing and coordinating state and other required filings, and the handling of shareholder services functions for a New York Stock Exchange Listed company. The Liaison 1 will partner with business teams to fully understand problems being solved, extract and prepare data, and contribute to the development of best practices, governance policies and desk procedures for the department. The Liaison 1 gathers data, and contributes to reports, presentation, timelines & milestones. Furthermore the Liaison 1, as an entry-level professional individual contributor, understands basic concepts of corporate governance and receives instruction, guidance & direction from more senior level roles.

Essential Functions :

• Plans and makes all necessary preparations (including travel) for all Board meetings (in-person and virtual), including annual strategy meetings, annual shareholder meetings, periodic off-site Board meetings and any special meetings.
• Assists with preparation of Board and committee meeting materials, including Diligent uploads, and drafts communications with the Board when necessary.
• Prepares Board and committee meeting calendars, posts calendars and prepares Board & Committee meeting dates for Board approval.
• Drafts portions of the proxy statement and gathers, analyzes and maintains documentation of director compensation and other corporate governance back up information.
• Coordinates with Corporate Secretary to plan and organize all aspects of the annual shareholders meeting.
• Prepares and files all SEC reports pursuant to Section 16 of the Securities Exchange Act of 1934 (e.g., Forms 3, 4, 5 and ID), including powers of attorney as necessary, for all Board members and Section 16 executives, and files all required notices with the New York Stock Exchange.
• Prepares securities trading blackout notices and insiders list and maintains accurate files in connection therewith; together with Fidelity, maintains accurate pre-clearance and blackout files and lists for purposes of the stock plans, 401(k) plan, Employee Stock Purchase Plan (ESPP), and Fidelity's dividend reinvestment plan.
• Administers the ESPP and the Dividend Reinvestment and Purchase Plan (DRPP), including maintaining accurate records of quarterly purchases in coordination with Payroll and Fidelity, and allocating Company shares. Coordinates with legal counsel and periodically updates the SEC prospectus related to the ESPP and DRPP.
• Prepares NiSource stock information for SEC disclosure (e.g., number of shares outstanding and registered), and calculates shares available for issuance under SEC registration statements and various stock plans, including regular 401(k) wires (there are monthly, quarterly and ad hoc reconciliations for shares outstanding, omnibus plan and ESPP, equity units).
• Assists with maintenance of corporate records for NiSource Inc. and its subsidiaries, including compiling and indexing minute books, articles and bylaws, electronically files corporate records for NiSource Inc. and affiliates, maintains stock ledgers and promissory notes, and drafts and circulates annual consents electing directors and officers and declaring dividends and intercompany borrowings.
• Prepares and files state and Internal Revenue Services filings, including state annual reports, SS-4, W-4 and Form 996s, and corporate qualifications, formations, withdrawals and dissolutions.
• Maintains the relationship with corporate registered agent and supports the service of process for legal communications, including responding to subpoenas.

Required Qualifications For Position :

Preferred Additional Qualifications for Position :

Physical Demands : The preceding description is not designed to be a complete list of all duties and responsibilities required of the position.

Work Authorization : Authorized to work in the United States without requiring sponsorship.

Workplace Connection : Value inclusion within your day to day responsibilities by respecting others perspectives / convictions, engaging others opinions, creating a safe environment where people, ideas, and opinions are valued within your team / customers and external partners.

Respect the unique lived experiences within your team / customers and external work partners by valuing different world views, challenges, and cultures that represent all walks of life and all backgrounds. Treat others with respect and consideration. Actively participate in creating and contributing to a positive work environment.

Equal Employment Opportunity : NiSource is committed to providing equal employment opportunities in each of its companies to all employees and applicants for employment without regard to race, color, religion, national origin or ancestry, veteran status, disability, gender, age, marital status, sexual orientation, gender identity, sex (including pregnancy, lactation, childbirth or related medical conditions), genetic information, citizenship status, or any protected group status as defined by law. Each employee is expected to abide by this principle.

Safety Statement : Promote a safe work environment by actively participating in all aspects of our employee safety program. Report any unsafe conditions and take actions to prevent personal injuries. Support our interdependent safety culture by ensuring the safety of your co-workers. Stay focused on the task at hand and promote productivity through good work habits.

Salary Range