Entry Level Compliance Support
KellyMitchell GroupWhite Plains, NY, United Statesjob_description.job_card.variable_hours_ago
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job_description.job_card.job_descriptionBachelor’s degree in Business, Accounting, or a related field 1+ years of experience in insurance, securities compliance, or operational support preferred Strong analytical, investigative, and organizational abilities Excellent written and verbal communication skills Proficient in Microsoft Office Suite Medical, Dental, & Vision Insurance Plans Employee-Owned Profit Sharing (ESOP) 401K offered
Job Summary :
Our client is seeking an Entry Level Compliance Support to join their team! This position is located in White Plains, New York.
Duties :
- Review and maintain documentation for disciplinary and supervision cases, ensuring accuracy and confidentiality
- Monitor agent communications and escalate potential compliance or conduct issues as appropriate
- Ensure branch offices adhere to established supervision and compliance workflows
- Support compliance reporting, data tracking, and trend analysis to identify areas of improvement
- Assist in managing Ethics Point submissions and Enhanced Underwriting review processes
- Coordinate with internal stakeholders and maintain timely, professional communication
- Utilize disciplinary action systems and manage related correspondence and documentation efficiently
Desired Skills / Experience :
Benefits :
The approximate pay range for this position is between $18.00 and $26.00 . Please note that the pay range provided is a good faith estimate. Final compensation may vary based on factors including but not limited to background, knowledge, skills, and location. We comply with local wage minimums.
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Entry Level Support • White Plains, NY, United States