AML FIU Analyst

Compliance Opportunity in Financial Services

AML (Anti-Money Laundering) FIU Analyst

Preferred Location(s) : St. Petersburg, FL and Atlanta, GA

2300 Windy Ridge Parkway, Atlanta, GA 30339 877 Executive Center Drive West, St. Petersburg, FL 33702 7755 Third Street North, Oakdale, MN 55128 12325 Port Grace Boulevard, La Vista, NE 68128 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

Schedule : Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants must be willing to work this schedule.

Role Type : Full-Time

Salary : $60,000 - $70,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.

Summary :

The FIU Anti-Money Laundering ("AML") Investigative Analyst will be responsible for monitoring and reviewing transactions to identify potentially suspicious activity, conducting investigations, and preparing Suspicious Activity Reports ("SARs"), as required. Duties may also include but are not limited to reviewing, analyzing, and escalating other potentially suspicious transactions. The analyst will interact with colleagues at various levels throughout the Firm, advisors, and supervisors in the field, and with our clearing firms to conduct thorough investigations.

Responsibilities :

• Identify and investigate the potentially suspicious fraudulent activity, as identified utilizing relevant systems and matters, notified, and escalated to the AML Group by various facets of the business.
• Conduct and document thorough reviews of the relevant activity.
• Complete SARs timely and to a high standard.
• Work with advisors and supervisors to gather information and documentation required to resolve matters.
• Identify and escalate matters containing potentially suspicious activity, Firm policy violations, or issues that may pose a higher risk to the Firm.
• Perform client due diligence reviews utilizing internal and third-party research tools.
• Utilize a wide variety of public and non-public resources to investigate matters involving possible financial criminal activity fully.
• Maintain a high level of confidentiality in all dealings with internal and external stakeholders.
• Maintain currency in laws and regulations about anti-money laundering violations.

Education Requirements :

Requirements :

Preferred Requirements :