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Compliance Analyst in AR/MS
Compliance Analyst in AR/MSSouthern Bancorp • Little Rock, AR, United States
Compliance Analyst in AR / MS

Compliance Analyst in AR / MS

Southern Bancorp • Little Rock, AR, United States
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Who We Are :

Southern Bancorp is more than a bank; we are designated as a Community Development Financial Institution (CDFI), a special certification for institutions serving predominantly underserved communities. Southern Bancorp combines traditional banking and lending services with financial development tools and public policy advocacy to help families and communities grow stronger. Our mission is inspired by the principle that building net worth drives economic opportunity. We strive to be wealth builders for everyone in the communities we serve, with a focus on low-wealth and un(der)banked populations and Black and Brown individuals.

Job Summary :

The Compliance Analyst ensures bank initiatives and lines of business processes comply with applicable Federal and State banking laws and regulations. Working within Southern's Compliance Risk Management System framework, the Compliance Analyst works closely with the Compliance Manager to conduct risk-based regulatory compliance monitoring and testing to ensure the effectiveness of the bank's Compliance Management System.

This position will work in one of our existing Southern Bancorp locations.

Responsibilities :

  • Monitor business line compliance with deposit and lending regulatory requirements including Advertising regulations, Fair Credit Reporting Act, Truth-in-Lending Act, Fair Housing Act, Flood Disaster Protection Act, Real Estate Settlement Procedures Act, Homeowners Counseling, Equal Credit Opportunity Act, Home Mortgage Disclosure Act, Electronic Funds Transfer Act, and UDAAP.
  • Review policies, procedures, and practices to confirm compliance with laws and regulations.
  • Develop monitoring and testing plans for the department to evaluate business line compliance with applicable laws and regulations.
  • Perform testing of business line processes to evaluate compliance with applicable laws and regulations.
  • Document findings clearly and thoroughly in approved workpapers.
  • Analyze findings for patterns and trends
  • Work with business line representatives to determine the root cause of issues.
  • Evaluate testing results and conclude on the effectiveness of the bank's compliance related policies, procedures, and processes.
  • Draft reports of findings to be communicated to management.
  • Develop and maintain the bank's compliance risk assessments and the Compliance Department's risk-based monitoring and testing schedule.

Requirements :

  • Bachelor's degree and at least three years of recent (within the last five years) experience within a financial institution specifically with consumer compliance, experience in an internal quality control / compliance review function preferred. Experience in lieu of degree will be considered.
  • Basic knowledge of banking laws and regulations, including Flood Disaster Protection Act, Truth-in-Lending Act, Truth in Savings, and Home Mortgage Disclosure Ac
  • Ability to understand and research government regulations, trade journals, and legal documents.
  • Strong analytical skills, including the ability to define issues, collect data, determine facts, identify root causes, and draw valid conclusions
  • Strong time management skills
  • Proficient with Excel, Outlook, Teams, MS Word, PowerPoint and Adobe Acrobat
  • Strong verbal communication and business writing abilities
  • Detail-oriented, accurate, and able to multi-task; possess good mathematical aptitude.
  • Ability to plan, organize, and ensure the completion of work assignments with appropriate attention to detail
  • Ability to collaborate as a team member with good skills in working independently and autonomously
  • Adaptable to changes in business or compliance / regulatory environment
  • Physical Demand & Work Environment : Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    #LI-Onsite

    What we offer our employees :

    A positive impact on Your Future :

  • 401(k) / Roth plan with immediate eligibility and employer match up to 6%
  • Employee stock ownership plan
  • Discounted rate on primary home mortgage
  • Credit and housing counseling as well as free financial education tools available to customers and employees
  • Benefits to improve your health :

  • No deductible medical insurance plan
  • Dental and vision insurance
  • Employer paid life and long-term disability insurance
  • Flexible Spending Accounts
  • The opportunity to nurture your well-being :

  • Paid holidays and paid time off
  • Bonus plan
  • Opportunity for merit raises
  • Employee reward and recognition programs
  • Community service opportunities
  • Southern Bancorp is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, color, national origin, sex, age, sexual orientation, gender identity, gender expression, status as a protected veteran, among other things, or status as a qualified individual with disability. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions.

    As a Community Development Financial Institution, Southern Bancorp desires its workforce to reflect the diversity of the customers and communities that we serve. Racial and ethnic minorities, people from working class backgrounds, women and LGBTQ people are often underrepresented in many financial service industry professions. Therefore, we strongly encourage applications from people with these identities or who are members of other marginalized communities.

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    Compliance Analyst • Little Rock, AR, United States

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