Director of Compliance

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools, data, and education. By combining advanced technology with a seamless user experience, they've democratizes access to global markets and helps investors make smarter, more informed decisions.

As Senior Director of Compliance (crypto) , you'll be the architect of the company's compliance vision—embedding trust, safeguarding clients, and helping shape how the next generation of crypto products meet U.S. and global regulatory standards.

This senior leadership role sits at the heart of crypto, capital markets, and financial regulation. You'll drive the firm's regulatory strategy, lead compliance frameworks for emerging products like staking and stablecoins, and serve as a trusted partner to regulators, executives, and cross-functional teams. It's a high-visibility seat where you'll balance innovation with integrity—helping define tomorrow's rulebook while protecting today's business.

What You'll Do

• Regulatory Oversight

Lead compliance with SEC, FINRA, NFA, CFTC, and NYDFS requirements, ensuring licensing, audit readiness, and proactive regulatory engagement.

• Program Leadership

Own the design and evolution of supervisory and governance frameworks, scaling them across new products, markets, and regulatory regimes.

• Crypto Governance

Oversee digital asset classification, AML / KYC controls, blockchain analytics tools, and incident response protocols.

• Training & Risk

Shape enterprise-wide compliance training and lead investigations tied to crypto-specific risks.

• Strategic Partnering

Work alongside product, engineering, and leadership to enable innovative offerings while maintaining regulatory integrity.

What We're Looking For

• 7+ years in compliance within a registered broker-dealer, with strong experience in crypto / digital assets.
• Active FINRA Series 7, 24, and 63 licenses (required).
• Deep understanding of securities law, FINRA rules, AML / BSA obligations, and emerging crypto regulations.
• Hands-on knowledge of custodians, trading platforms, DeFi, staking models, and blockchain analytics.
• Proven track record leading regulatory exams, enforcement matters, and proactive disclosure strategies.
• Strong communicator who thrives in fast-paced, cross-functional environments.

Why Join

• Comprehensive medical coverage for you and your family.
• 401k with employer contribution.
• Generous PTO and paid holidays.
• Performance-based bonuses.
• Opportunities for professional growth, cross-functional work, and shaping the future of finance.