Registered Client Associate -Charlotte, NCStephens • Charlotte, NC, US
Registered Client Associate -Charlotte, NC
Stephens • Charlotte, NC, US
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_descriptionBachelor's degree in Accounting, Marketing, Business Administration, Finance, or a related field 12-18 months of prior industry experience Equivalent combination of education and experience. Excellent verbal, written and organizational skills Attention to detail with emphasis on accuracy and quality Self-starter with the ability to manage time effectively, prioritize work to balance multiple projects, and meet deadlines with minimal supervision Analytical, critical thinking and problem solving skills with the ability to determine the appropriate action Establish and maintain effective working relationships at all levels of the organization Proficient in Microsoft Office Suite or similar software, with the ability to learn and utilize industry specific software as required Ability to maintain confidentiality Experience with Travel and Transport preferred Demonstrated reliability in attendance and work performance Ability to work overtime as required SIE Securities Industry Essentials Series 7 General Securities Representative Series 63 - State Law Exam or Series 66 Combined State Law
Registered Client Associate - Charlotte, NC
Job Category : Sales Support
Requisition Number : REGIS002988
Posted : October 15, 2025
Full-Time
On-site
Location : Charlotte, NC 28211, USA
Description
Essential Duties And Responsibilities :
- Open new accounts, obtain required information, verify accuracy, and enter into system. Set up and maintain related files and documentation.
- Take and / or enter customer orders via Backoffice to exchanges and trading room, at request of broker or customer.
- Check reports and trade confirmations on past transactions to determine accuracy, identify any discrepancies and resolve.
- Respond to customer requests, provide information and resolve problems.
- Perform miscellaneous duties such as type correspondence and documents; answer telephones and take messages; greet visitors; make travel arrangements; make copies; mail printed materials; file; maintain reference books and materials.
- Perform other tasks as assigned by management.
Education And / or Experience :
Knowledge, Skills And Abilities :
Certificates, Licenses, Registrations :
Equal Opportunity Employer This employer is required to notify all applicants of their rights pursuant to federal employment laws.
serp_jobs.job_alerts.create_a_job
Registered Client Associate • Charlotte, NC, US
Job_description.internal_linking.related_jobs
We are looking for someone who thrives in a welcoming, customer service-oriented environment with.If you enjoy building strong relationships with clients, then look no.
Join our team as a Client Ser...serp_jobs.internal_linking.show_more
Models and delivers a distinctive and delightful customer experience.Registers sales on assigned cash register, provides customers with courteous, fair, friendly, and efficient checkout service.Eng...serp_jobs.internal_linking.show_more
Make banking a Fifth Third better.We connect great people to great opportunities.Are you ready to take the next step? Discover a career in banking at Fifth Third Bank.
Selected candidates are intend...serp_jobs.internal_linking.show_more
Top Ranked Civil Litigation Firm in Charlotte NC!.This Jobot Job is hosted by : Davis Greinke.Are you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume.Sal...serp_jobs.internal_linking.show_more
At Duke Health, we're driven by a commitment to compassionate care that changes the lives of patients, their loved ones, and the greater community.
No matter where your talents lie, join us and disc...serp_jobs.internal_linking.show_more
We are looking for someone who thrives in a welcoming, customer service-oriented environment with.If you enjoy building strong relationships with clients, then look no further and apply today!.In t...serp_jobs.internal_linking.show_more
The Associate Director (the "Associate Director") acts as a vital teammate to the Managing Director of Capital Markets to : identify, develop and strengthen relationships among the Bank's peer banki...serp_jobs.internal_linking.show_more Make banking a Fifth Third better.We connect great people to great opportunities.Are you ready to take the next step? Discover a career in banking at Fifth Third Bank.
Selected candidates are intend...serp_jobs.internal_linking.show_more 
Production Worker | Pay Rate : $1.Competitive Pay of $17 per hour plus additional compensation.Temporary-to-hire opportunity with career growth and stability.
Weekly Pay with direct deposit or pay ca...serp_jobs.internal_linking.show_more
Resident Care Associates to join their team!.Mon-Fri; Every other weekend required.The Resident Care Associate reports directly to the Family Experience Director, Pearl Director or the Assistant Fa...serp_jobs.internal_linking.show_more Make banking a Fifth Third better.We connect great people to great opportunities.Are you ready to take the next step? Discover a career in banking at Fifth Third Bank.
Selected candidates are intend...serp_jobs.internal_linking.show_more At Duke Health, we're driven by a commitment to compassionate care that changes the lives of patients, their loved ones, and the greater community.
No matter where your talents lie, join us and disc...serp_jobs.internal_linking.show_more 
A place to share your ideas freely - even if they're daring or different.Where the true you can learn, grow, and thrive.At Verizon, we power and empower how people live, work and play by connecting...serp_jobs.internal_linking.show_more
Retail Personal Banker Associate I.Make banking a Fifth Third better We connect great people to great opportunities.Are you ready to take the next step? Discover a career in banking at Fifth Third ...serp_jobs.internal_linking.show_more
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Associates in one of our new TurboTax locations across the United States on...serp_jobs.internal_linking.show_more
Daily or Weekly Pay | Great Part Time Job | 40% Discount | Free Product | EAP | Fun Stores.At Bath & Body Works, everyone belongs.
We are committed to creating a culture of belonging focused on deli...serp_jobs.internal_linking.show_more
Joyride is a new marketplace in one of the few overlooked segments left in the automotive industry, unclaimed vehicle auctions.
Started by a team of successful entrepreneurs, a few car aficionados, ...serp_jobs.internal_linking.show_more Duke Health Lake Norman Hospital, located in Mooresville, North Carolina, is a 123-bed acute-care hospital that has been serving the greater Lake Norman area, Iredell County, and surrounding commun...serp_jobs.internal_linking.show_more Daily or Weekly Pay | Great Part Time Job | 40% Discount | Free Product | EAP | Fun Stores.At Bath & Body Works, everyone belongs.
We are committed to creating a culture of belonging focused on deli...serp_jobs.internal_linking.show_more 
PRN Healthcare is seeking a travel nurse RN OR - Operating Room for a travel nursing job in Hickory, North Carolina.Job Description & Requirements Specialty : OR - Operating Room Discipline : RN Star...serp_jobs.internal_linking.show_more
Client Service Associate
Jackson Hewitt - 3495 • Mooresville, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Customer Service Associate
Walgreens • Pineville, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Retail Personal Banker Associate I- Lincolnton and Surrounding Areas
Fifth Third Bank • Maiden, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Civil Litigation Associate
Jobot • Matthews, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
PATIENT SERVICE ASSOCIATE
Duke Clinical Research Institute • Mooresville, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Client Service Associate
Jackson Hewitt - 3533 • Rock Hill, SC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Associate Director- Equipment Finance Capital Markets (Remote)
Atlantic Union Bank • Fort Mill, SC, United States
serp_jobs.filters.remote
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Retail Personal Banker Associate I -Mooresville and Surrounding Areas
Fifth Third Bank • Mooresville, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Production Associate
The Reserves Network Inc • Kings Mountain, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Resident Care Associate
Phoenix Senior Living • Kings Mountain, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Retail Personal Banker Associate I- Roosevelt
Fifth Third Bank • Monroe, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Patient Service Associate- Duke Lake Norman General Surgery
Duke Clinical Research Institute • Mooresville, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Retail Sales Associate
Verizon • Mooresville, NC, United States
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Retail Personal Banker Associate I- Roosevelt
Fifth Third Bancorp • Monroe, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Tax Associate - Onsite
Intuit • Charlotte, North Carolina, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Seasonal Retail Sales Associate-Crossroads Shopping Center
Bath & Body Works • Statesville, NC, US
serp_jobs.job_card.part_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Operations Associate, Texas
Joyride Autos • Concord, NC, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Patient Service Associate- Duke Lake Norman Internal Medicine
Duke Clinical Research Institute • Mooresville, NC, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Seasonal Retail Sales Associate-MOORESVILLE CROSSING
Bath & Body Works • Mooresville, NC, US
serp_jobs.job_card.part_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Travel Operating Room Registered Nurse - $2,115 per week
PRN Healthcare • Hickory, North Carolina, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted