Entry Level Compliance Analyst

A company is looking for an Entry Level Compliance Analyst.

Key Responsibilities

Conduct compliance monitoring for potential rule violations and concerning activities

Perform investigations into potential violations of Exchange rules and CFTC regulations

Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests

Required Qualifications

Bachelor's degree in Finance, Economics, or Business, or equivalent work experience

Minimum 1-3 years in Compliance in financial services or equivalent experience

Working knowledge of CFTC Regulations for Designated Contract Markets and Derivatives Clearing Organizations

Intermediate experience with MS Outlook, MS Word, and MS Excel