Talent.com
Regulatory Operations Analyst

Regulatory Operations Analyst

VirtualVocationsSouth Bend, Indiana, United States
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Regulatory Operations Analyst (Non-Financial Regulatory Reporting).

Key Responsibilities

Produce, validate, and submit non-financial regulatory reports

Collaborate with various business units to ensure compliance with regulations

Assist in interpreting new or changing securities rules and update compliance processes

Required Qualifications

Experience in Trading or Compliance

Knowledge of non-financial regulatory reporting requirements

Familiarity with FINRA, SEC, and Exchange trading rules

Understanding of back office brokerage operations processes

Ability to compile operational information for audits with limited oversight

serp_jobs.job_alerts.create_a_job

Regulatory Analyst • South Bend, Indiana, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Delaware Compliance Officer

Delaware Compliance Officer

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in Delaware.Key Responsibilities Oversee compliance functions for the Delaware health plan and ensure timely submission of CMS Medicare SNP requireme...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Quality Assurance Specialist

Quality Assurance Specialist

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Quality Assurance Specialist located in Philadelphia, PA.Key Responsibilities Provide real-time Quality oversight during the FluMist / Fluenz Packaging operation Conduct...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Epic PB Certified Analyst

Epic PB Certified Analyst

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for an Epic PB SME.Key Responsibilities Conduct optimization and assessment engagements for Epic PB Lead stakeholder sessions with executive-level communication Coordinate ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Regulatory Compliance Consultant

Regulatory Compliance Consultant

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Compliance Consultant I.Key Responsibilities Conduct research and perform analysis on policy language, regulatory changes, competitor products, market needs,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Indiana Compliance Officer

Indiana Compliance Officer

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in Indiana.Key Responsibilities Oversee compliance functions for the Indiana health plan and manage submission of CMS Medicare SNP requirements Serv...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Quality Operations Representative

Quality Operations Representative

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Quality Operations Representative responsible for processing tasks related to background and credential screening and providing customer support.Key Responsibilities Co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Compliance Engineer

Compliance Engineer

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Engineer to lead RF certification and regulatory compliance for cellular and connected hardware products. Key Responsibilities Lead and support RF certificati...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Title Express Auditor

Title Express Auditor

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Title Express Auditor.Key Responsibilities Perform comprehensive audits of open and closed assignments from various TE teams Conduct full-lot reviews, including call a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Manager, Quality

Manager, Quality

LEER GroupElkhart, IN, US
serp_jobs.job_card.full_time
Responsible for establishing a corporate Quality Assurance System that defines and drives organizational Quality Direction. Coordinate with quality leaders across all Truck Accessories Group (TAG) f...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Analyst.Key Responsibilities Manage and maintain business and administrative licenses across all U. Assist in complex compliance procedures with oversight, in...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
South Carolina Compliance Officer

South Carolina Compliance Officer

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in South Carolina.Key Responsibilities Oversee compliance functions for the South Carolina health plan and ensure timely submission of CMS Medicare S...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Quality Assurance Coordinator

Quality Assurance Coordinator

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Quality Assurance Coordinator to ensure the accuracy and quality of medical reports in a remote setting. Key Responsibilities Perform quality assurance reviews of medica...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Temporary Regulatory Compliance Consultant

Temporary Regulatory Compliance Consultant

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Temporary Regulatory Compliance Consultant in Risk Consulting (Financial Services).Key Responsibilities Manage and deliver regulatory compliance assessments for financi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Execution Specialist

Execution Specialist

ReeledgeEau Claire, Michigan, United States
serp_jobs.job_card.full_time
Candidates for this work-from-home position must be 21 or older, have an SSN, own a.Pennsylvania, Michigan and West Virginia. We are a gambling technology company seeking talented and motivated indi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Regulatory Affairs Specialist

Regulatory Affairs Specialist

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Affairs - Design Control Specialist.Key Responsibilities Establish project-specific technical file deliverable lists aligning with internal SOPs and regulato...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Regulatory Affairs Coordinator

Regulatory Affairs Coordinator

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Affairs Coordinator.Key Responsibilities Prepare and distribute notification letters based on accreditation determinations Maintain and track the status of ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Senior Regulatory Compliance Analyst

Senior Regulatory Compliance Analyst

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Regulatory Compliance Analyst to advance its Corporate Compliance Program.Key Responsibilities Lead internal audits, operational reviews, and risk assessments M...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Bill of Materials Analyst

Bill of Materials Analyst

VirtualVocationsSouth Bend, Indiana, United States
serp_jobs.job_card.full_time
A company is looking for a Materials Analyst to support the Maintenance, Repair, and Operations (MRO) department.Key Responsibilities Analyze historical data on equipment wear and failure to cate...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days