Senior Risk Associate

Senior Risk Associate

The Anti-Money Laundering Program Risk Office (AML PRO) Reporting team is seeking an experienced Senior Associate who will be responsible for AML Management reporting as well as additional reporting for the AML PRO team. The associate will be responsible for daily management of the AML reporting suite to ensure limited disruption of key governance and regulatory reporting, enabling the reports to continue in a timely manner with the utmost quality.

Key priorities would include : managing the BAU support of active reports, building enhancements for AML PRO owned reporting needs, partnering to develop new on-demand risk related reporting for AML Leaders. Additionally, this role would provide proactive analysis of key governance reports to allow for self-discovery of emerging risks and trends as well as proactively identifying enhancements or gaps prior to an outside party identifying them (i.e., OCC, Audit, etc.).

The ideal candidate will have a strong risk management focus with data and / or technology experience and an understanding of the Capital One data tools : Snowflake, Tableau, Python, Quicksite, AI tools, etc. The ability to manipulate and analyze data, as well as maintain a precise attention to detail in crafting slides and communications, are keys to success in this role. A natural curiosity will enable the candidate to evolve reporting in response to feedback and be proactive in proposing enhancements.

Responsibilities will include (but may not be limited to) :

Building relationships with customers to better understand and solve for reporting and analysis needs

Managing components of the AML Reporting suite : AML MBR, LOB MBRs, AML Oversight Committee Reporting, and other various upstream reporting needs

Leveraging data skills to review AML reporting and AML data for emerging risks and trends

Using critical and creative thinking skills to identify improvement opportunities, root causes, and provide recommendations that drive value

Partnering on initiatives and other process improvement activities, focusing on quality and consistency across reporting

Utilizing the best automation and visualization tools (Tableau, Quicksite, BOTs, Gemini, Copilot, AI Tools, etc) for reports or components of AML PRO responsibilities

Enhancing, developing and assisting in data validation of Tableau reporting and perform root cause analysis on any anomalies

Basic Qualifications :

High School Diploma, GED or equivalent certification

At least 2 years of anti-money laundering (AML), compliance or risk management experience

At least 2 years of analytical experience

Preferred Qualifications :

Bachelor's degree

3+ years of experience using data to determine trends, risk analysis, issues

Experience using SQL, Python, Tableau, Snowflake, Excel or Sheets

AML certification(s) (Association of Certified Anti-Money Laundering Specialists (ACAMS))

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA : $94,600 - $107,900 for Sr. Risk Associate Richmond, VA : $86,000 - $98,200 for Sr. Risk Associate

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and / or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability / vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).