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Internal Audit Engagement Manager

Internal Audit Engagement Manager

VanguardWayne, PA, US
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Internal Audit Engagement Manager

Vanguard's Internal Audit & SOX department is hiring an Internal Audit Engagement Manager to join our Global Investment & Finance Audit Services (GIFAS) team. As part of our global product center of excellence, you will lead risk-based audit and consulting engagements across portfolio management, trading, and risk management functions, focusing on evaluating and enhancing internal controls. You'll play a pivotal role in implementing audit strategy on key risk topics, collaborating closely with partners to drive improvements in control environments.

Responsibilities :

  • Lead engagements, ensuring timely, high-quality results and actionable recommendations to improve controls.
  • Define and communicate engagement objectives, scope, and key risks to the audit team, department management and business clients.
  • Present findings to management, analyzing data to identify root causes and control gaps, and advocate for improvements to strengthen controls and processes.
  • Guide audit team members with clear expectations and constructive feedback to support their growth.
  • Build and manage relationships with business leaders and risk partners across divisions.
  • Contribute to special projects and additional duties as needed.

Qualifications :

  • Minimum of five years related work experience preferably in the financial services industry, including asset management or banking. Audit, risk, or controls experience preferred.
  • Undergraduate degree or equivalent combination of training and experience. Advanced degree is a plus.
  • CIA, CFA, FRM, or other financial certification preferred
  • Strong technical expertise in asset management, including investment and trading lifecycles, product management, and capital markets, and with a proven understanding of relevant regulatory requirements.
  • Internal or external auditing experience within the investments space required.
  • This position is hybrid and would require you to be local to our Chesterbrook, PA office.

    • Special Factors :

    Sponsorship : Vanguard is not offering visa sponsorship for this position.

    About Vanguard :

    At Vanguard, we don't just have a missionwe're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

    How We Work :

    Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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    Internal Audit Manager • Wayne, PA, US