State Licensed Marketing Compliance Officer

A company is looking for an Assistant Vice President, Marketing Regulatory Review.

Key Responsibilities

Lead compliance programs for marketing materials and communications across various platforms

Develop and implement policies and procedures for effective communication strategies

Provide strategic oversight for high-impact marketing initiatives and manage team performance

Required Qualifications

Bachelor's degree

FINRA Series 7 and 24

8+ years of experience in financial services or a regulatory agency

5-7 years of experience with communications regulations and requirements

Deep understanding of FINRA, SEC, and state rules governing public communications