Talent.com
Wisconsin Licensed Compliance Consultant

Wisconsin Licensed Compliance Consultant

VirtualVocationsArlington, Texas, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Compliance / Supervision Consultant.

Key Responsibilities

Review investment transactions to ensure compliance with regulatory and internal policies

Support advisors and clients in monitoring ongoing compliance

Participate in training on specific compliance guidelines and apply existing skills effectively

Required Qualifications

Bachelor's degree

2-3 years of experience in the financial industry

Active Series 7 and 24 registrations

Proficiency in Microsoft Word, Excel, Adobe, and SharePoint

Advertising compliance experience (preferred)

serp_jobs.job_alerts.create_a_job

Compliance Consultant • Arlington, Texas, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Wisconsin Licensed Compliance Consultant

Wisconsin Licensed Compliance Consultant

VirtualVocationsCarrollton, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance / Supervision Consultant.Key Responsibilities Review investment transactions to ensure compliance with regulatory and internal policies Support advisors and c...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Tax Associate - Local

Tax Associate - Local

IntuitVenus, TX, United States
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Associates in one of our new TurboTax locations across the United States on...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Border Patrol Agent

Border Patrol Agent

U.S. Customs and Border ProtectionAlvarado, TX, United States
serp_jobs.job_card.full_time
Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity to work with an elite team of highly trained professionals whose camaraderie, p...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Tax Expert

Tax Expert

IntuitVenus, TX, United States
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Experts in one of our new TurboTax locations across the United States on a ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Safety Coordinator

Safety Coordinator

Dynamic Systems, Inc.Midlothian, TX, United States
serp_jobs.job_card.full_time
PowerPoint,Excel,Word,Outlook).CompetentPersonTraininginScaffoldandExcavationSafety(Documented).serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
North Carolina Licensed Claims Representative

North Carolina Licensed Claims Representative

VirtualVocationsFort Worth, Texas, United States
serp_jobs.job_card.full_time
A company is looking for an Inside Claims Representative I.Key Responsibilities Investigates and adjudicates claims, ensuring compliance with statutory laws and verifying coverage Establishes co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
California Licensed Lead Counsel

California Licensed Lead Counsel

VirtualVocationsArlington, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Lead Counsel, Engineering & Product.Key Responsibilities Serve as the core legal partner to engineering, product, and data science teams throughout the product developm...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
New Jersey Licensed Claims Analyst

New Jersey Licensed Claims Analyst

VirtualVocationsFort Worth, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Claims Analyst 2.Key Responsibilities : Investigate, evaluate, and settle complex claims with minimal supervision Manage a claim pending of approximately 175 fil...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Tax Expert - Onsite

Tax Expert - Onsite

IntuitVENUS, Texas, United States
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Experts in one of our new TurboTax locations across the United States on a ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Compliance Specialist II

Compliance Specialist II

VirtualVocationsIrving, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Specialist II - Remote.Key Responsibilities Serve as the first point of contact for clients, providing guidance and training on affordable housing compliance...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Tax Associate

Tax Associate

IntuitVENUS, Texas, United States
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Associates in one of our new TurboTax locations across the United States on...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Newly Licensed Real Estate Agent

Newly Licensed Real Estate Agent

Regal RealtorsNorth Richland Hills, TX, US
serp_jobs.job_card.full_time
Are you ready to redefine your real estate career and join a trailblazing team at Regal Realtors? While the real estate industry may be slowing down elsewhere, we're sprinting ahead, setting ne...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Minnesota Licensed Replevin Specialist

Minnesota Licensed Replevin Specialist

VirtualVocationsIrving, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Replevin Specialist to assist customers with auto loan account management.Key Responsibilities Contact auto loan customers regarding late or missed payments and negotia...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Compliance Specialist

Compliance Specialist

VirtualVocationsCarrollton, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Specialist.Key Responsibilities Download payroll reports for late deposit determinations Calculate late deposit earnings and prepare Form 5330 when required...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Texas Licensed Compliance Specialist

Texas Licensed Compliance Specialist

VirtualVocationsCarrollton, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Specialist II - Remote.Key Responsibilities Serve as the first point of contact for clients, providing guidance and training on affordable housing compliance...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Arizona Licensed Underwriting Consultant

Arizona Licensed Underwriting Consultant

VirtualVocationsCarrollton, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Consultant, Contract Underwriting - E&S / Specialty (Contract+).Key Responsibilities : Research and develop new classes of business, assessing market trends and creating f...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Litigation Counsel (CA or NY Licensed)

Litigation Counsel (CA or NY Licensed)

VirtualVocationsIrving, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Litigation Counsel to manage and resolve a broad range of disputes.Key Responsibilities Lead and manage a diverse docket of litigation, arbitration, and regulatory matt...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Tax Associate - Onsite

Tax Associate - Onsite

IntuitVENUS, Texas, United States
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Associates in one of our new TurboTax locations across the United States on...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
VP Enterprise Compliance

VP Enterprise Compliance

VirtualVocationsCarrollton, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a VP Enterprise Compliance, responsible for managing the bank's compliance risk management program. Key Responsibilities Stay updated on consumer protection laws and infor...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
North Carolina Licensed AML Compliance Analyst

North Carolina Licensed AML Compliance Analyst

VirtualVocationsDallas, Texas, United States
serp_jobs.job_card.full_time
A company is looking for a Senior AML / CFT Compliance Analyst.Key Responsibilities Manage and investigate complex cases of suspicious financial activity and conduct Enhanced Due Diligence (EDD) re...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days