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SVP Compliance Advisor

SVP Compliance Advisor

VirtualVocationsHuntington Beach, California, United States
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A company is looking for a SVP; Compliance Advisor.

Key Responsibilities :

Lead compliance oversight and risk management for Asset Management products and personnel

Analyze risk and control environments, providing guidance on risk mitigation strategies

Interact with regulatory bodies and assist in compliance-related examinations and audits

Required Qualifications :

Bachelor's Degree in a related field

10 years of experience in compliance, legal, audit, risk, or relevant functions

Working knowledge of relevant regulations and industry best practices

Experience in providing guidance and credible challenge in supervisory frameworks

In lieu of a degree, a combined minimum of 14 years of higher education and / or work experience, including 10 years in relevant functions

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Compliance Advisor • Huntington Beach, California, United States

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