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Compliance SpecialistDenver, Madison, or San Francisco

Compliance SpecialistDenver, Madison, or San Francisco

MGT InsuranceDenver, CO, US
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Compliance Specialist

The Compliance Specialist will support the execution and continuous improvement of MGT Insurance's compliance program. This role is critical in ensuring we meet our regulatory obligations across all jurisdictions where we operate. You will work cross-functionally with teams including product, actuarial, underwriting, claims, and legal to implement best practices, maintain licenses and filings, and uphold our reputation with regulators and partners.

Key Responsibilities

  • Monitor and interpret regulatory changes at the state and federal level; assess impact and support implementation across the business.
  • Assist in maintaining regulatory filings, including rate, rule, and form filings (e.g., SERFF), licensing renewals, and annual / quarterly reporting.
  • Support the development and maintenance of internal compliance policies, procedures, and controls.
  • Participate in internal audits, risk assessments, and regulatory examinations.
  • Maintain compliance calendars and tracking tools to ensure timely submissions and renewals.
  • Collaborate with product and legal teams to review and support compliant product development and distribution.
  • Help develop and deliver compliance training programs to staff.
  • Support responses to Department of Insurance (DOI) inquiries and requests.

Qualifications

  • Bachelor's degree or equivalent experience in law, business, risk management, or a related field.
  • 5+ years of experience in insurance compliance (carrier experience preferred).
  • Working knowledge of state insurance regulations and NAIC frameworks.
  • Familiarity with tools like SERFF, I-File, OPTins, and Market Conduct Annual Statements (MCAS).
  • Detail-oriented with strong organizational and analytical skills.
  • Excellent communication skillsable to translate complex regulations into actionable guidance.
  • Ability to manage multiple priorities in a fast-paced, evolving environment.
  • Preferred Qualifications

  • Experience supporting multi-state filings or 50-state compliance.
  • Exposure to commercial lines, specialty, or excess & surplus (E&S) business.
  • Regulatory research and policy form drafting experience.
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