Talent.com
SVP Compliance Advisor

SVP Compliance Advisor

VirtualVocationsNorth Hollywood, California, United States
job_description.job_card.variable_hours_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a SVP; Compliance Advisor.

Key Responsibilities :

Lead compliance oversight and risk management for Asset Management products and personnel

Analyze risk and control environments, providing guidance on risk mitigation strategies

Interact with regulatory bodies and assist in compliance-related examinations and audits

Required Qualifications :

Bachelor's Degree in a related field

10 years of experience in compliance, legal, audit, risk, or relevant functions

Working knowledge of relevant regulations and industry best practices

Experience in providing guidance and credible challenge in supervisory frameworks

In lieu of a degree, a combined minimum of 14 years of higher education and / or work experience, including 10 years in relevant functions

serp_jobs.job_alerts.create_a_job

Compliance Advisor • North Hollywood, California, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
SVP Compliance Advisor

SVP Compliance Advisor

VirtualVocationsWhittier, California, United States
serp_jobs.job_card.full_time
A company is looking for a SVP; Compliance Advisor.Key Responsibilities : Lead compliance oversight and risk management for Asset Management products and personnel Analyze risk and control enviro...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
SVP, Strategic Integration & Operations

SVP, Strategic Integration & Operations

Warner Music GroupLos Angeles, CA, US
serp_jobs.job_card.full_time
SVP, Strategic Integration & Operations.At Warner Music Group, we're a global collective of music makers and music lovers, tech innovators and inspired entrepreneurs, game-changing creatives and pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
SVP, Private Wealth Advisor (Los Angeles)

SVP, Private Wealth Advisor (Los Angeles)

Capital GroupLos Angeles, CA, US
serp_jobs.job_card.part_time
Within the Capital Group, Private Client Services is the organization that services the complex needs of the wealthiest investors. Started almost five decades agoas a family office managing the asse...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
AVP / VP, Credit Compliance Officer

AVP / VP, Credit Compliance Officer

Cathay Bank - HeadquartersLos Angeles, CA, United States
serp_jobs.job_card.full_time
Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success....serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Compliance Associate

Compliance Associate

VirtualVocationsPasadena, California, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Associate to assist in all aspects of the compliance program.Key Responsibilities Maintain and update supervisory documents to ensure compliance with regulat...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Compliance Lead

Compliance Lead

Capital GroupLos Angeles, CA, United States
serp_jobs.job_card.full_time
I can succeed as a Compliance Lead at Capital Group.As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
SVP, Private Wealth Advisor

SVP, Private Wealth Advisor

Capital GroupLos Angeles, CA, United States
serp_jobs.job_card.full_time
Within the Capital Group, Private Client Services is the organization that services the complex needs of the wealthiest investors. Started almost five decades agoas a family office managing the asse...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
SVP & CFO

SVP & CFO

First Entertainment Credit UnionLos Angeles, CA, US
serp_jobs.job_card.full_time
First Entertainment Credit Union is looking for a SVP & CFO who will serve as a strategic advisor and key financial architect to the CEO and other core stakeholders, offering financial perspectives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Vendor Onboarding & Compliance Specialist (Agoura Hills)

Vendor Onboarding & Compliance Specialist (Agoura Hills)

CydcorAgoura Hills, CA, US
serp_jobs.job_card.part_time
Vendor Onboarding & Compliance Specialist.Location : Agoura Hills, CA | Hybrid schedule (MonThurs on-site, Fri remote).At Cydcor, we're passionate about building strong partnerships that fuel busine...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Sr Recruiter-Accounting & Finance

Sr Recruiter-Accounting & Finance

Vaco by HighspringAltadena, California, United States
serp_jobs.job_card.full_time +1
West Hollywood, CA (Fully Onsite).Our client is a leading business management and financial services firm supporting high-net-worth individuals across the entertainment, sports, and creative indust...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
SVP Partnerships

SVP Partnerships

LaterLos Angeles, CA, US
serp_jobs.job_card.permanent
Later is the enterprise leader in social media and influencer marketing software, services, and data, trusted by leading brands and agencies worldwide. Following our acquisition of Mavely, the Every...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Compliance Lead (Los Angeles)

Compliance Lead (Los Angeles)

Capital GroupLos Angeles, CA, US
serp_jobs.job_card.part_time
As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing materials for retail and institutional investors in...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Payroll Specialist

Payroll Specialist

Vaco by HighspringAltadena, California, United States
serp_jobs.job_card.full_time
Payroll Specialist who will be responsible time keeping records of employees’ hours worked as well as any deductions or withholdings required to comply with state and federal laws in all of our mar...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Senior Compliance Engineer

Senior Compliance Engineer

VirtualVocationsNorth Hollywood, California, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Compliance Engineer responsible for overseeing product certification processes for electrical and electronic equipment in Mexico and the EU.Key Responsibilities ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Freelance SVP, Growth Analytics NewLos Angeles, California, United States; New York, New York, United States

Freelance SVP, Growth Analytics NewLos Angeles, California, United States; New York, New York, United States

IPG MediabrandsLos Angeles, CA, US
serp_jobs.job_card.full_time
If you are unsure, please review the list of IPG companies here.serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Sr. Specialist, Trade Compliance

Sr. Specialist, Trade Compliance

Clearance JobsAnaheim, CA, US
serp_jobs.job_card.full_time
Empowered Official and Customs Compliance Official, Trade Compliance Senior Specialist.L3Harris Technologies is an agile global aerospace and defense technology innovator, delivering end-to-end sol...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Psychiatric Technician - Statewide in CA

Psychiatric Technician - Statewide in CA

California Department of Corrections and RehabilitationMount Wilson, California, US
serp_jobs.job_card.full_time
Psychiatric Technician - Statewide in CA Position : Psychiatric Technician Location : Statewide - Multiple Locations Throughout California Annual Salary Range : $71,460 - $105,084 California Correctio...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Compliance Specialist II (Los Angeles)

Compliance Specialist II (Los Angeles)

Insight GlobalLos Angeles, CA, US
serp_jobs.job_card.part_time
The CSC Audit Readiness Specialist II ensures compliance with regulatory standards by developing auditing strategies, managing the compliance program, conducting targeted audits, and providing reco...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Associate Vice President, Trade Surveillance Compliance (Los Angeles)

Associate Vice President, Trade Surveillance Compliance (Los Angeles)

Ares ManagementLos Angeles, CA, US
serp_jobs.job_card.part_time
Information Management And Trade Surveillance Compliance Vice President.Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core val...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Business Risk Advisor - North Carolina

Business Risk Advisor - North Carolina

VirtualVocationsPasadena, California, United States
serp_jobs.job_card.full_time
A company is looking for a Business Risk & Controls Advisor.Key Responsibilities Lead and execute risk program requirements, including RCSA and third-party risk management Provide risk guidance ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days