Advertising Compliance Manager Job at Transamerica in Denver

Job Overview

Advertising Compliance Manager at Transamerica

Job Family : Regulatory Compliance

Job Description Summary

Direct the day-to-day Advertising Compliance operations of the compliance department. Manage a team of compliance analysts, provide training, support with complex reviews, and ensure accuracy and consistency in regard to the application of firm policy and regulatory standards. Additionally, foster strong vendor relationships.

Responsibilities

• Establish and maintain departmental policies and procedures.
• Review complex marketing material ensuring adherence to firm policy and regulatory standards.
• Manage a team of compliance analysts, providing ongoing training and support.
• Conduct ongoing oversight of team reviews, providing feedback and performance management as necessary.
• Foster strong vendor relationships with advertising related vendors supporting firm tools.
• Develop and provide training to WFG and TFA Financial Professionals.
• Monitor for and assist in analyzing the impact of regulatory changes related to Advertising Compliance.
• Handle matters of escalation, supporting and developing team members in the process.

Qualifications

Preferred Qualifications

What We Offer

Additional Information

Transamerica is part of Aegon. This description reflects typical duties and responsibilities but is not intended to be an exhaustive list of all tasks, duties, or responsibilities. Compensation information provided as a good faith estimate and may vary by location and statutory requirements.

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