Sr. Compliance Auditor

Jobot • Seal Beach, CA, US

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Job Description

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

This Jobot Job is hosted by : Joseph Calabrese

Are you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume.

Salary : $120,000 - $160,000 per year

A bit about us :

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

Why join us?

Strong benefits (M,D,V, and 401k)
Profit sharing contribution
Flexible work environment
Extra paycheck at Christmas

Job Details

Required Knowledge :

Banking knowledge –Branch Banking Operations, Lending Operations, compliance-related policy and procedures

Knowledge of risk management principles and practices in banks

Understanding of IIA standards for the Professional Practice of Internal Auditing, COSO, risk assessment practices, and audit principles

Sound judgment, integrity and commitment to ethical behavior

Ability to maintain confidentiality and treat sensitive information with discretion

Excellent interpersonal and communication skills

Highly proficient with MS Office products

Strong analytical skills, logical reasoning and problem-solving skills

Ability to work independently, with limited direction and guidance

Detail oriented, accurate, and organized

Ability to effectively manage multiple projects simultaneously

Flexible and able to adapt quickly to changing work environments / priorities and tight deadlines

Strong business acumen in risk and controls

Education and Experience

BS or BA Degree required, preferred majors in Accounting, Business Administration, Finance, or Economics or equivalent work experience required.

Five or more years of compliance related experience within a bank compliance / BSA group, a bank internal audit compliance group or regulatory agency required.

Regional banking experience is strongly preferred.

Strong working knowledge of both Federal and California State consumer protection and public-interest compliance laws and regulations including Regulation Z, Regulation X, Regulation DD, Regulation E, Flood, Fair Lending, CRA, Privacy as well as BSA / AML / OFAC requirements and applicable commercial compliance laws and regulations.

Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Information Security Auditor (CISA), or Certified Risk Management Assurance (CRMA) required.

Experience with audit software is preferred.

Supervisory experience preferred but not required.

Data analytics a plus.

Working knowledge of AuditBoard, Jack Henry (Silverlake / Xperience), COGNOS a plus.

Interested in hearing more? Easy Apply now by clicking the "Apply Now" button.

Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, age (40 and over), disability, military status, genetic information or any other basis protected by applicable federal, state, or local laws. Jobot also prohibits harassment of applicants or employees based on any of these protected categories. It is Jobot’s policy to comply with all applicable federal, state and local laws respecting consideration of unemployment status in making hiring decisions.

Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.

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Company Description

Jobot is on a mission to connect good people with good jobs. By combining AI-powered technology with the expertise of Jobot Pros, our experienced recruiters, we help you find career opportunities that align with your goals and values.

Founded in 2018 and employee-owned since 2024, Jobot is committed to fostering a culture of kindness, respect, innovation, and connection. As an industry leader, we’ve been recognized as a top workplace by Forbes, Fortune, USA Today, and Staffing Industry Analysts (SIA).

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Compliance Auditor • Seal Beach, CA, US