Financial Services Client Onboarding Analyst
Chicago Financial Search, Inc.Chicago, IL, Illinois, USAjob_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_descriptionAt least five years of relevant experience in the financial industry, specifically with a FINRA-registered Broker-Dealer and NFA-registered FCM. Strong understanding of KYC and anti-financial crime regulatory requirements is preferred. Familiarity with IRS tax rules related to the collection, documentation, and interpretation of customer tax forms. Ability to accurately identify customer profiles such as Professional Traders, Hedge Funds, and Institutional Investors. Solid knowledge of FinCEN, FATCA, and OFAC regulations. Strong understanding of financial services industry rules and regulations. Proficient in using PeopleSoft and XTP back-office systems. Experience with LexisNexis and World-Check is a plus. Background in working within a regulated environment and knowledge of related risk and compliance requirements. Excellent oral and written communication skills, with proven leadership ability. Excellent customer service and organizational skills with strong attention to detail. Thrives in fast-paced environments and manages multiple tasks effectively. Works independently with a proactive mindset while knowing when to escalate issues. Collaborative team player who is approachable, self-sufficient, and fosters a positive work environment. Curious, resilient, and adaptable under pressure. Skilled at building relationships, networking, and influencing across teams. Strategic thinker with agility and foresight to anticipate challenges and drive operational efficiency. Bachelor's degree preferred.
Financial Services Client Onboarding Analyst
Chicago – Hybrid – 4 / 1
About The Role :
The Client Onboarding Analyst oversees the opening of new trading accounts, supporting U.S. entities and contributing to team leadership. You'll work with brokers and client services to collect the required documentation and set up client data in PeopleSoft and other systems.
What You'll Do :
- Serve as a business expert and technical lead for onboarding client accounts across multiple company entities.
- Supervise one direct report and ensure consistency in onboarding processes.
- Manage end-to-end account opening, including collection of client documentation and coordination of KYC / AML reviews.
- Review and analyze complex legal structures such as funds, trusts, corporations, and commodity pools.
- Conduct regulatory background checks and obtain credit reports for new clients.
- Communicate with brokers to resolve documentation deficiencies.
- Enter and maintain client static data in back-office systems (PeopleSoft and XTP).
- Support ongoing account maintenance and updates.
- Participate in data integrity projects and contribute to improvements in efficiency and compliance reporting.
- Ensure adherence to all applicable regulatory requirements (SEC, FINRA, NFA, CFTC, and others).
- Follow operational risk and compliance frameworks, escalating any policy breaches or risk events as required.
- Act as a role model for ethical conduct, demonstrating integrity and adherence to the company's Code of Conduct and internal policies.
- Support the risk management process through proactive input and issue escalation.
What We're Looking For :
OOJ-1438G
serp_jobs.job_alerts.create_a_job
Financial Analyst • Chicago, IL, Illinois, USA
Job_description.internal_linking.related_jobs
Reporting to the Vice President Client Servicing, this role will be responsible in daily client and lender interaction around Antares led deals.
This person will focus on timely cash disbursement a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days Since its founding in 1996, Antares has built one of the industry's largest and longest-tenured portfolios of middle market companies and has been recognized by industry organizations as a leading ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 
This is an exceptional opportunity to join a privately held, fast-paced Software as a Service (SaaS) national company based in Silicon Valley.
Naehas is changing the world of data-driven customer ex...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
TrustBank is seeking enthusiastic and entrepreneurial team members for the new TrustBank to be located in Wheaton, IL.We are seeking a team with persuasive communication abilities, a positive and c...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Earn at least $2565 driving with Uber when you complete your first 202 trips in 30 days.Driving is an easy way to boost your income while maintaining the flexibility your schedule requires (gig, pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Registered Client Relationship Analyst.POSITION SUMMARY Registered Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) / Private Wealth Advisor(s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Advance your career with Mindlance!.We have been connecting talented IT professionals with world-class companies since 1999.
Mindlance is here to help you to find the perfect fit with just the right...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
At CF Industries, our mission is to provide clean energy to feed and fuel the world sustainably.Our employees are focused on safe and reliable operations, environmental stewardship, and disciplined...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) / Private Wealth Advisor(s) / teams on a daily basis.
Through regular interactions with clients, ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days Earn at least $2565 driving with Uber when you complete your first 202 trips in 30 days.Driving is an easy way to boost your income while maintaining the flexibility your schedule requires (gig, pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days Earn at least $2565 driving with Uber when you complete your first 202 trips in 30 days.Driving is an easy way to boost your income while maintaining the flexibility your schedule requires (gig, pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days 
Join thousands of members already earning with top-paying surveys and offers.Get started today and enjoy competitive rewards, fast payouts with no waiting periods, and the flexibility to participat...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
CXponent recently joined forces with White Oak Solutions as part of Shore Capital Partners' newly formed national technology advisory platform to create a category-leading technology advisory b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days Earn at least $2565 driving with Uber when you complete your first 202 trips in 30 days.Driving is an easy way to boost your income while maintaining the flexibility your schedule requires (gig, pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days Earn at least $2565 driving with Uber when you complete your first 202 trips in 30 days.Driving is an easy way to boost your income while maintaining the flexibility your schedule requires (gig, pa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days 
Join Opinion Edge today and get paid for your insights! Take short surveys on the topics that matter to you and earn rewards for every completed survey.
Sign up now and start turning your voice into...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours Join thousands of members already earning with top-paying surveys and offers.Get started today and enjoy competitive rewards, fast payouts with no waiting periods, and the flexibility to participat...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours 
Supply Chain Financial Analyst.Uline Drive, Pleasant Prairie, WI 53158.Are you an expert at interpreting data to identify trends that make an impact? Then you belong at Uline - one of the largest f...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
- serp_jobs.job_card.promoted
Senior Analyst, Client Servicing
AntaresChicago, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Analyst, Client Servicing
AntaresChicago, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Client Services Lead
NaehasLisle, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Client Relationship Associate
TrustBankWheaton, IL, United Statesserp_jobs.job_card.part_time
- serp_jobs.job_card.promoted
Quick Earnings : Earn At Least $2565 For Your First 202 Trips, Guaranteed.
UberHighland Park, IL, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
Registered Client Relationship Analyst
Morgan StanleyOak Brook, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Financial Analyst I
MindlanceNorth Chicago, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Financial Reporting Analyst
CF IndustriesNorthbrook, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Client Relationship Analyst
Morgan StanleyBarrington, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Earn At Least $2565 For Your First 202 Trips, Guaranteed.
UberHighland Park, IL, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
Fast Pay - Earn at least $2565 in your first 202 trips, guaranteed.
UberHighwood, IL, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Online Survey Participant
Prime InsightsZion, IL, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Client Analyst
Red CircleChicago, IL, USserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Flexible $ : Earn At Least $2565 For Your First 202 Trips, Guaranteed.
UberHighwood, IL, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
Flexible schedule - Earn at least $2565 by driving 202 trips with Uber
UberHighwood, IL, United Statesserp_jobs.job_card.full_time +1
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Share Your Opinions. Earn Rewards.
Opinion EdgeZion, IL, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Fully Remote Survey Participant
Prime InsightsZion, IL, United Statesserp_jobs.filters.remote
serp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Supply Chain Financial Analyst
Uline, Inc.Mundelein, IL, USserp_jobs.job_card.full_time