Associate General Counsel

Overview

Executive Recruiter at JW Michaels & Co. Highly regarded wealth management firm is seeking an Associate General Counsel to join their growing team.

Position Overview : The Associate General Counsel will assist in providing legal expertise across the wealth management business. This role requires knowledge of diverse legal disciplines applicable to RIAs and broker-dealers, including corporate law, regulatory compliance, litigation management, employment law, real estate law, and vendor contracting and management, among others.

Responsibilities

• Lead and execute complex M&A transactions, including structuring deals, managing due diligence, negotiating transaction documents, and overseeing post-closing integration matters
• Direct and manage significant commercial contracts and strategic partnerships
• Provide legal guidance and support on corporate governance matters, including entity formation, corporate structuring, and regulatory compliance
• Oversee and manage litigation, arbitration, and dispute resolution processes
• Ensure compliance with federal, state, and local laws and regulations
• Develop and implement legal policies and procedures to support business objectives while managing risk
• Partner with business units to provide practical, solutions-oriented legal guidance on daily and strategic initiatives
• Support the General Counsel in developing and executing legal department strategy and initiatives
• Assist in the preparation of legal documents, policies, and procedures
• Stay abreast of industry developments and regulatory changes affecting the wealth management industry, and advise stakeholders accordingly

Qualifications

Reports To : General Counsel

Location : hybrid and remote options

Ideally in EST or CT

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