Talent.com
Compliance Consultant
Compliance ConsultantSmarsh • New York, NY, US
Compliance Consultant

Compliance Consultant

Smarsh • New York, NY, US
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Smarsh empowers its customers to manage risk and unleash intelligence in their digital communications. Our growing community of over 6500 organizations in regulated industries counts on Smarsh every day to help them spot compliance, legal or reputational risks in 80+ communication channels before those risks become regulatory fines or headlines.

A Supervision Consultant is a unique role combining supervision and compliance services, customer success, and business development. In this role, the Supervision Consultant assists in the day-to-day delivery and growth of Smarsh Supervision Services. As a supervision consultant, you will work closely with customers and internal partners to help Smarsh users enable a best-in-class supervision program.

How will you contribute?

  • Onboard and serve as a primary point of contact for Assisted Review clients.
  • Serve as a sales support resource, including sales call support, driving sales opportunities in existing and new clients, SOW review and delivery.
  • Aid in driving business development through client growth and service expansion.
  • Build and maintain an advanced knowledge of policies and procedures regarding regulatory agencies, including FINRA.
  • Partner with legal, compliance, and business partners to stay tuned with ongoing business process changes, regulatory expectations, customer feedback, etc.
  • Meet with customers to support and implement supervision services, consult on best practices, and develop supervision workflows.
  • Implement and assist in refining supervision policies to ensure customers are in compliance with legal and regulatory requirements.
  • Setup searches, queues, tags, and other attributes in the Smarsh platforms.
  • Analyze customer data, transactional activity, and procedural documentation to determine adherence to best practices.
  • Conduct compliance reviews and analysis of regulatory compliance policies for the Assisted Review service.
  • Prepare, proofread, and distribute reports, correspondence, forms, etc., of a specialized and confidential nature.

What will you bring?

  • Ability to work under tight deadlines and balance competing priorities.
  • Problem-solver and self-starter who is comfortable working independently or within a group setting.
  • Strong analytical and conceptual thinking skills.
  • Confident in customer facing interactions.
  • Ability to quickly grasp and explain technological and business concepts.
  • Excellent written and verbal communicator.
  • Familiarity with Supervision tools such as Global Relay, ProofPoint, Behavox, etc.
  • Bachelor's degree (especially in Business, Finance, Economics, Statistics, Accounting), Advanced degree (JD, MBA, MSF) preferred, or an equivalent combination of experience and education preferred.
  • 5+ years' experience in a financial services or regulatory agency environment.
  • 3+ years' business development, account management, or customer success experience, preferably for enterprise / SaaS product or services organization.
  • At least 1 year of relevant experience (conducting AML investigations, customer due diligence, SARs preparation and filing) a plus.
  • Experience working with automated supervision / surveillance / compliance tools (Smarsh preferred), used to detect and report suspicious activities.
  • Strong client management and sales skills.
  • About Our Culture

    Smarsh hires lifelong learners with a passion for innovating with purpose, humility and humor. Collaboration is at the heart of everything we do. We work closely with the most popular communications platforms and the world's leading cloud infrastructure platforms. We use the latest in AI / ML technology to help our customers break new ground at scale. We are a global organization that values diversity, and we believe that providing opportunities for everyone to be their authentic self is key to our success.

    J-18808-Ljbffr

    serp_jobs.job_alerts.create_a_job

    Compliance Consultant • New York, NY, US

    Job_description.internal_linking.related_jobs
    Compliance Technical Project Manager - Senior Consultant

    Compliance Technical Project Manager - Senior Consultant

    SIA • New York, NY, US
    serp_jobs.job_card.full_time
    Sia is a next-generation, global management consulting group.Founded in 1999, we were born digital.Today our strategy and management capabilities are augmented by data science, enhanced by creativi...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Investment Compliance Professional

    Investment Compliance Professional

    Apollo • New York, NY, US
    serp_jobs.job_card.full_time
    Apollo is a global alternative asset manager.In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to pr...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Business Lead Trade Compliance Standards

    Business Lead Trade Compliance Standards

    Kenvue • Summit, NJ, US
    serp_jobs.job_card.full_time
    Business Lead Trade Compliance Standards.Kenvue is currently recruiting for a Business Lead Trade Compliance Standards.At Kenvue, we realize the extraordinary power of everyday care.Built on over a...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Capital Markets Compliance Examination Specialist

    Capital Markets Compliance Examination Specialist

    Cibc • New York, NY, US
    serp_jobs.job_card.full_time
    Capital Markets Compliance Examination Specialist.We're building a relationship-oriented bank for the modern world.We need talented, passionate professionals who are dedicated to doing what's right...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Compliance Testing Consultant

    Compliance Testing Consultant

    Michael Page • New York, NY, US
    serp_jobs.job_card.full_time
    Our client is located in downtown New York City near Wall Street! They are a foreign institution that was established over 75 years ago. Our client had shifted into a development bank and now serves...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Manager, Compliance

    Manager, Compliance

    Novartis • East Hanover, NJ, US
    serp_jobs.job_card.full_time
    Manager, Managed Markets Finance Compliance.Join Novartis's dynamic Managed Markets Finance (MMF) Compliance team as a Manager, where you'll play a key role in embedding financial and IT controls a...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Associate - Compliance Solutions

    Senior Associate - Compliance Solutions

    Waystone • New York, NY, US
    serp_jobs.job_card.full_time
    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Compliance Manager - Agency & Partnership, Onsite

    Compliance Manager - Agency & Partnership, Onsite

    Western & Southern Financial Group • White Plains, NY, US
    serp_jobs.job_card.full_time
    Manages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general agents, third-party administrators, and other sales, marketing, and distribu...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Associate Director, Compliance Transparency & Automation

    Associate Director, Compliance Transparency & Automation

    Novartis • East Hanover, NJ, US
    serp_jobs.job_card.full_time
    Associate Director, Compliance Transparency & Automation.Join Novartis as the Associate Director, Compliance Transparency & Automation, and have the opportunity to develop and manage systems and ca...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Consultant | Enterprise Risk Management | Regulations & Compliance - Livingston, NJ

    Senior Consultant | Enterprise Risk Management | Regulations & Compliance - Livingston, NJ

    Staffing • Livingston, NJ, US
    serp_jobs.job_card.full_time
    Senior Consultant | Enterprise Risk Management | Regulations & Compliance.No visa sponsorship available for this job.Job Description : Must Have Skills AML (Anti Money Laundering) Businessdata analy...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Director - Compliance Solutions

    Director - Compliance Solutions

    Waystone • New York, NY, US
    serp_jobs.job_card.full_time
    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Director, Compliance

    Director, Compliance

    Mastercard • Purchase, NY, US
    serp_jobs.job_card.full_time
    Mastercard Strategic Growth (MSG) seeks a Director, Compliance who will actively participate in the development and implementation of, and operationalize, the day-to-day management of a robust comp...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Specialist

    Compliance Specialist

    Children's Aid Society • New York, NY, United States
    serp_jobs.job_card.full_time
    The Compliance Specialist supports the implementation and daily operations of the agency's Compliance program.This role executes the activities that ensure the agency operations comply with applica...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Consultant - Swap Dealer Compliance

    Consultant - Swap Dealer Compliance

    Capco • New York, NY, US
    serp_jobs.job_card.full_time
    Consultant - Swap Dealer Compliance.Capital Markets is part of Capco's DNA.In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert consulting skills along with ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Operations & Training Lead, Compliance & Control, S&P Global Ratings

    Compliance Operations & Training Lead, Compliance & Control, S&P Global Ratings

    S&P Global • New York, NY, US
    serp_jobs.job_card.full_time
    Compliance Operations & Training Lead.We are seeking a motivated professional to join the Ratings Compliance & Risk team. This role focuses on designing, managing, and tracking global compliance tra...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Senior Employee Benefits Compliance Consultant

    Senior Employee Benefits Compliance Consultant

    Corporate Synergies • New York, NY, US
    serp_jobs.job_card.full_time
    Senior Employee Benefits Compliance Consultant.Foundation Risk Partners, one of the fastest growing insurance brokerage and consulting firms in the US, is adding a Senior Employee Benefits Complian...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Compliance Lead

    Compliance Lead

    Capital Group • New York, NY, United States
    serp_jobs.job_card.full_time
    I can succeed as a Compliance Lead at Capital Group.As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Product & Partnerships Compliance Lead

    Senior Product & Partnerships Compliance Lead

    Paribus (Ramp) • New York, NY, US
    serp_jobs.job_card.full_time
    Senior Product & Partnerships Compliance Lead.Ramp is seeking an experienced and entrepreneurial Senior Product & Partnerships Compliance Lead to join our Compliance team.This pivotal role will be ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Compliance Specialist

    Compliance Specialist

    Randstad • White Plains, NY, US
    serp_jobs.job_card.full_time
    We're seeking a Compliance Specialist to support the successful implementation, execution, and tracking of a new initiative. This individual will play a key role in helping our client meet complianc...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Associate, Conflicts Management and Trade Surveillance Compliance

    Associate, Conflicts Management and Trade Surveillance Compliance

    Ares Management • New York, NY, US
    serp_jobs.job_card.full_time
    Associate Vice President, Information Management and Trade Surveillance Compliance.The Ares Compliance Department oversees and manages Ares' global regulatory compliance and ethics program.Under th...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted