Talent.com
Compliance Program Advisor Prudential Regulations
Compliance Program Advisor Prudential RegulationsPNC • Cleveland, OH, US
serp_jobs.error_messages.no_longer_accepting
Compliance Program Advisor Prudential Regulations

Compliance Program Advisor Prudential Regulations

PNC • Cleveland, OH, US
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
  • serp_jobs.job_card.part_time
job_description.job_card.job_description

Overview

Position Overview : At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's first line of defense Enterprise Compliance Programs Team, you will be based in Pittsburgh, PA, Cleveland, OH or within PNC's footprint. As a senior member of the team, you will lead & strengthen programs supporting our prudential regulations (e.g., Reg O, Reg W) and compliance with certain state specific "de-banking laws".

The ideal candidate will have the following :

  • Compliance, regulatory or legal experience
  • Experience leading cross functional initiatives
  • Risk management, relationship building, analytical thinking, and project management skills
  • Experience working with Lines of Business, legal and risk partners
  • PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position.

Job Description

  • Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices. Coaches and mentors junior staff and raises issues to senior team members. Demonstrates ability to constructively challenge the status quo.
  • Supports key business initiatives by analyzing and drawing conclusions from data to identify compliance risks. Provides resolutions to manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials, sales programs, product development, documentation review and other business initiatives. Works cooperatively with the business, legal partners, audit and other risk disciplines across the organization.
  • Assesses activity for existing and emerging risks. Evaluates the materiality of the risks identified and presents recommendations on necessary risk mitigation. Uses knowledge on current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.
  • Leads the compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Helps to identify and define the compliance program objectives for assigned area, products / services, and applicable regulations. Communicates and socializes compliance program objectives to senior business partners. Independently challenges analyses and formulates insightful recommendations.
  • Reviews compliance reports to identify deeper issues and common themes. Escalates issues through proper governance channels as needed, and recommends corrective action plans. Mentors and coaches junior staff on report analysis techniques as applicable. Updates and implements new / enhanced reports in order to ensure timely and effective compliance with regulatory requirements.
  • PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be :

  • Customer Focused
  • Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.

  • Managing Risk
  • Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.

    Qualifications

    Successful candidates must demonstrate appropriate knowledge, skills, and abilities for a role. Listed below are skills, competencies, work experience, education, and required certifications / licensures needed to be successful in this position.

    Preferred Skills Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, Risk Control, Strategic Objectives

    Competencies Anti-money Laundering / Sanctions Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal Controls, Problem Solving

    Work Experience Roles at this level typically require a university / college degree, with 5+ years of industry-relevant experience. Specific certifications are often required. In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered.

    Education Bachelors

    Certifications No Required Certification(s)

    Licenses No Required License(s)

    Pay Transparency Base Salary : $64,000.00 – $111,800.00 Salaries may vary based on geographic location, market data and on individual skills, experience, and education. This role is incentive eligible with the payment based upon company, business and / or individual performance.

    Application Window Generally, this opening is expected to be posted for two business days from 09 / 24 / 2025, although it may be longer with business discretion.

    Benefits PNC offers a comprehensive range of benefits to help meet your needs now and in the future. Depending on your eligibility, options for full-time employees include : medical / prescription drug coverage (with a Health Savings Account feature), dental and vision options; employee and spouse / child life insurance; short and long-term disability protection; 401(k) with PNC match, pension and stock purchase plans; dependent care reimbursement account; back-up child / elder care; adoption, surrogacy, and doula reimbursement; educational assistance, including select programs fully paid; a robust wellness program with financial incentives. In addition, PNC generally provides the following paid time off, depending on your eligibility : maternity and / or parental leave; up to 11 paid holidays each year; 8 occasional absence days each year, unless otherwise required by law; between 15 to 25 vacation days each year, depending on career level; and years of service.

    To learn more about these and other programs, including benefits for full time and part-time employees, visit Your PNC Total Rewards.

    Disability Accommodations Statement

    If an accommodation is required to participate in the application process, please contact us via email at AccommodationRequest@pnc.com. Please include "accommodation request" in the subject line title and be sure to include your name, the job ID, and your preferred method of contact in the body of the email. Emails not related to accommodation requests will not receive responses. Applicants may also call 877-968-7762 and say "Workday" for accommodation assistance. All information provided will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

    At PNC we foster an inclusive and accessible workplace. We provide reasonable accommodations to employment applicants and qualified individuals with a disability who need an accommodation to perform the essential functions of their positions.

    Equal Employment Opportunity (EEO)

    PNC provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other categories protected by law.

    This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and / or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.

    California Residents Refer to the California Consumer Privacy Act Privacy Notice to gain understanding of how PNC may use or disclose your personal information in our hiring practices.

    J-18808-Ljbffr

    serp_jobs.job_alerts.create_a_job

    Program Advisor • Cleveland, OH, US

    Job_description.internal_linking.related_jobs
    Compliance Program Manager Sr - Enterprise Compliance-AMG

    Compliance Program Manager Sr - Enterprise Compliance-AMG

    PNC • Cleveland, OH, US
    serp_jobs.job_card.full_time +1
    At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.We work together each day ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Lead Advanced Practice Provider ICU

    Lead Advanced Practice Provider ICU

    University Hospitals • Willoughby, OH, US
    serp_jobs.job_card.full_time
    Seeking an experienced Advanced Practice Provider for a Lead APP role with the ICU team at Lake Health Medical Center.This position will have clinical responsibilities 80% of the time and 20% admin...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Emerging Professional Program Associate (STEP) - Irby Utilities

    Emerging Professional Program Associate (STEP) - Irby Utilities

    Sonepar USA • Mentor, OH, United States
    serp_jobs.job_card.full_time
    As one of the largest utility distribution organizations in America, we constantly strive to bring our best to our customers, suppliers, and fellow associates. Irby Utilities is uniquely positioned ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Licensed Crisis Therapist : Mobile Response and Stabilization Services

    Licensed Crisis Therapist : Mobile Response and Stabilization Services

    Applewood Centers • Avon Lake, OH, US
    serp_jobs.job_card.full_time
    The MRSS Licensed Crisis Therapist will provide mobile response and stabilization services to youth (age 2-20) and families who have called the crisis hotline with a family identified crisis.The MR...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Director of Medina Programs

    Director of Medina Programs

    Bellefaire JCB • Medina, OH, US
    serp_jobs.job_card.full_time
    Bellefaire JCB is among the nation's largest, most experienced child service agencies providing a variety of mental health, substance abuse, education, and prevention services.Bellefaire JCB he...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Supervisor

    Supervisor

    Pace Analytical Services, LLC • Mentor, OH, United States
    serp_jobs.job_card.full_time
    Monday through Friday, 8 : 00 AM - 5 : 00 PM.Are you ready to work making the world a safer, healthier place? Join our mission to continuously move science forward. to innovate and advance all aspects ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Team Member

    Team Member

    Arby's • South Euclid, OH, US
    serp_jobs.job_card.part_time
    Think about it you and us? Sounds like it could be a match made in the meat heavens.Shift meal discount and family dining discount •. Best in Class Training & Continuous Learning.Journey Wellbeing S...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Facility Associate

    Facility Associate

    GOJO Industries • Cuyahoga Falls, OH, United States
    serp_jobs.job_card.full_time
    Information about #32394 Facility Associate.Work Location : Cuyahoga Falls, OH USA.For more than 75 years, GOJO, Makers of PURELL has been powered by people who are energized by helping the world ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    25 / 26 School Year Opening | Ohio Remote SPED (Intervention Specialist)

    25 / 26 School Year Opening | Ohio Remote SPED (Intervention Specialist)

    VocoVision • Medina, OH, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Bachelor's or Master's degree in Special Education, active Special Education Teacher license and minimum 1+ years Special Education Teacher experience required. Applicants who do not meet th...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Program Advisor Prudential Regulations (e.g., Reg O, Reg W)

    Compliance Program Advisor Prudential Regulations (e.g., Reg O, Reg W)

    PNC • Cleveland, OH, US
    serp_jobs.job_card.full_time +1
    At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.We work together each day ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Youth Advocate - Youth Development Program - Full-Time

    Youth Advocate - Youth Development Program - Full-Time

    Axess Family Services • Ravenna, OH, US
    serp_jobs.job_card.full_time
    Youth Development Program, WIA-CCMEP.Schedule : Determined on a case-by-case basis.Help youth and young adults overcome barriers to self-sufficiency by providing services such as mentoring, educatio...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Leadership Development Program Associate

    Leadership Development Program Associate

    Pursuit Aerospace • Cleveland, OH, United States
    serp_jobs.job_card.full_time +1
    Founded on a commitment to relentless, continuous operational improvement and extraordinary customer service, we at Pursuit Aerospace pride ourselves on competitive cost structures, exceptional on-...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    National Reimbursement Program Director

    National Reimbursement Program Director

    Syneos Health / inVentiv Health Commercial LLC • Cleveland, OH, United States
    serp_jobs.job_card.full_time
    You propel tactical direction and bring unity to complex business relationships.The National Reimbursement Program Director is a player-coach role, responsible for managing the day-to-day operation...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Advanced Practice Provider Pediatrics

    Advanced Practice Provider Pediatrics

    University Hospitals • Medina, OH, US
    serp_jobs.job_card.part_time
    At University Hospitals, this is more than just our mission.These words embody the opportunities available to the many world-class doctors, nurses, health care professionals, and support staff that...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Medicare Authorization Specialist

    Medicare Authorization Specialist

    Christian Healthcare Ministries • Barberton, OH, United States
    serp_jobs.job_card.full_time
    The Medicare Authorization Specialist is a vital part of the Member Care department, serving senior members with both accuracy and compassion. This role is responsible for validating bill details, a...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Team Member – Immediate Openings

    Team Member – Immediate Openings

    Arby's • North Canton, OH, US
    serp_jobs.job_card.part_time
    Think about it you and us? Sounds like it could be a match made in the meat heavens.Shift meal discount and family dining discount •. Best in Class Training & Continuous Learning.Journey Wellbeing S...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Quality Facilitator - Akron, OH

    Quality Facilitator - Akron, OH

    Packaging Corporation of America • Akron, OH, United States
    serp_jobs.job_card.full_time
    As a Fortune 500 company, Packaging Corporation of America (PCA) is an ideas and solutions company.Our corrugated packaging business seeks to be the leader in helping our customers - large and smal...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Program Specialist Senior - PNC Investments

    Compliance Program Specialist Senior - PNC Investments

    PNC • Cleveland, OH, US
    serp_jobs.job_card.full_time +1
    Compliance Program Specialist Senior.At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Licensed Crisis Clinical Supervisor : Mobile Response and Stabilization Services (MRSS)

    Licensed Crisis Clinical Supervisor : Mobile Response and Stabilization Services (MRSS)

    Applewood Centers • Berea, OH, US
    serp_jobs.job_card.full_time
    Under the supervision of the Mobile Response Stabilization Program Manager, the Licensed Shift Supervisor will take and assign crisis calls from the 24 / 7 hotline to have clinicians respond face to ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Quality Control Associate

    Quality Control Associate

    Everstaff • Solon, OH, US
    serp_jobs.job_card.full_time
    Location : Solon, OH | Job Type : Full-Time | Competitive Pay & Benefits.We are seeking a Quality Control Associate with at least two years of experience in electronics manufacturing to help main...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted