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Fixed Income Operations Senior Advisor
Fixed Income Operations Senior AdvisorRaymond James • Saint Petersburg, FL, US
Fixed Income Operations Senior Advisor

Fixed Income Operations Senior Advisor

Raymond James • Saint Petersburg, FL, US
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Raymond James provided pay range

This range is provided by Raymond James. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$50.00 / yr - $50.00 / yr

Job Summary Under limited supervision, uses advanced knowledge and skills obtained through experience and training to acquire and track documentation for account opening, as well as review the documentation and ensure that it meets all of the necessary requirements based on regulations. Assists in special projects as needed by FICM Sales Management. The work will entail a variety of tasks requiring some decision-making responsibility. Ingenuity is also required to locate, select and apply appropriate procedures, processes and techniques to assignments that are broad in nature. Resolves questions and problems, reports new or unusual issues to a higher level, and communicates effectively with internal or external clients to obtain, clarify or provide facts and information.

Responsibilities

  • Creates, enhances and maintains the infrastructure to support business operations within Fixed Income Capital Markets.
  • Interprets and applies organizational policies and procedures.
  • Implements systems and processes for maintaining records and documentation.
  • Coordinates the preparation of special analyses and information reports for management.
  • Participates in establishing objectives and developing processes and procedures to ensure efficient and timely workflow.
  • Performs periodic reporting on work progress, project completions and additional ad-hoc reporting as needed.
  • Interprets, applies and recommends changes to organizational policies and procedures.
  • Balances conflicting resource and priority demands.
  • Ensures effective coordination occurs within assigned work group and with other work groups.
  • Operates standard office equipment and uses required software applications.
  • Performs other duties and responsibilities as assigned.

Knowledge, Skills, And Abilities

  • Bachelor's Degree in Business Administration or other discipline related to assigned functional area and a minimum of three (3) to five (5) years' experience in assigned function, or an equivalent combination of education, training or experience.
  • SIE required provided that an exemption or grandfathering cannot be applied.
  • Paralegal certification preferred but not required.
  • Series 24 required.
  • Series 7 / Series 63 License or appropriate series license(s) for assigned functional area, or International equivalent.
  • Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA).
  • Knowledge Of

  • Intermediate level concepts, practices and procedures of the paralegal profession.
  • Concepts, principles and practices of assigned functional area.
  • Investment concepts, practices and procedures used in the securities industry.
  • Principles of banking and finance operations.
  • Financial markets and products.
  • Skills In

  • Organization
  • Attention to detail
  • Interpreting and applying policies and procedures.
  • Establishing operational objectives.
  • Implementing processes and procedures for efficient and timely workflow.
  • Preparing management reports.
  • Promoting effective coordination between work groups.
  • Operating standard office equipment and using required software applications.
  • This is the pay range that Magnit reasonably expects to pay for this position : $37.50 / hour - $50.00 / hour

    Benefits : Medical, Dental, Vision, 401K

    Seniority level

  • Not Applicable
  • Employment type

  • Contract
  • Job function

  • Project Management and Information Technology
  • Referrals increase your chances of interviewing at Raymond James by 2x

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    Fixed Income Advisor • Saint Petersburg, FL, US

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