Audit Manager - Capital Markets

USA JobsCleveland, OH, US

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Asset Management Audit Manager

Location : 4910 Tiedeman Road - Brooklyn, Ohio 44144

Job Summary : The Asset Management Audit Manager, under the general direction of senior management, will oversee the completion of the team's portion of the annual audit plan and provide support during audit projects to the project lead and staff. This individual will manage audits focused on KeyBank's Asset Management business, including wealth management, investment advisory, and fiduciary services. The Audit Manager will be responsible for the performance of their team, including identifying major obstacles and efficiencies that can be created. As an Audit Manager, you will also be responsible for coaching and developing staff members and contributing to the overall team initiatives. Additionally, the Audit Manager will assist in the team's ongoing risk intelligence process, strategic initiatives, and risk review related trainings.

Responsibilities :

Demonstrate advanced understanding of audit concepts within planning, fieldwork, and reporting, as well as workpaper documentation, audit findings, and audit reports.
Prioritize and execute multiple assignments; identify obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary; able to adapt to unforeseen challenges and reprioritization of assignments, including the ability to make difficult decisions in a timely manner while including all necessary stakeholders.
Consistently demonstrate advanced business writing skills and cohesively present information effectively to others including the delivery of audit findings and other audit matters to senior and executive management; consistently present and organize more complex information and adapt message to audience.
Able to lead or provide oversight on the most complex stand alone and integrated reviews, investigations, or ad hoc projects.
Advanced ability to review audit work to ensure compliance with internal standards while ensuring the work product meets the need of internal and external stakeholders.
Performs other duties as assigned; duties, responsibilities, and / or activities may change or new ones may be assigned at any time with or without notice.
Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key's clients and Key.

Education Qualifications :

Bachelor's Degree (preferred)

Master's Degree (preferred)

Experience Qualifications :

7+ years Audit or Related Experience (preferred)

Knowledge of wealth management, trust and estate planning, investment management and advisory, and fiduciary services (preferred)

Knowledge of regulations and standards applicable to asset management including, but not limited to : Regulation 9, SEC, DOL, and ERISA requirements.

Tactical Skills :

Exhibit a foundational understanding of product skills and business, industry, and regulatory concepts.

Develop relationships with clients; thoughtfully engage in networking with those on your team, within the RRG, and across Key, to build lasting relationships.

Demonstrate the ability to perform in an organizational culture of respect and personal accountability regarding Diversity, Equity, and Inclusion.

Personal Skills :

Adaptability : Helps others adapt to changing environments and accepting new situations while working effectively with unstructured teams, situations, or environments; leverages prior experience as a help towards handling change and an atmosphere of ambiguity and uncertainty.

Collaboration : Supports a culture of collaboration and implements methods for people to come together to make decisions, solve problems, and develop products / services.

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Audit Manager • Cleveland, OH, US