Futures Operations - Balancer AVP-VP

Futures Balancer

Operations is a dynamic, multi-product division that supports futures, equities, securities, and derivatives markets for our clients around the world. Futures Division clears over 30 Exchange worldwide and reconciles over 70+ balancing sheets. Clearing team is responsible for managing all client and executing brokers Exchange cleared trades.

Futures Balancer within the Futures Division at Mizuho Securities USA LLC requires a motivated individual to perform key control functions. They will improve and help build processes related to trade clearing, middle-office management, manuals, and regulatory reporting. Futures Balancer is focused on Exchange and Carry broker requirements.

Responsibilities

• Balance Exchange & Carry broker positions and monies to GMI.
• Perform timely client and trade & regulatory inquiry investigation, issues resolution and remediation.
• Interface with Exchanges, brokers firms and clients on trade issues.
• Master firms technology systems Middle-office, RPA, Duco and GMI.
• Complete daily operational reporting & controls; identify risk trends.
• Ensure all trades are cleared in clients account on trade date.
• Understand and adapt to Regulatory and Industry changes.
• Ensure Executing broker trade allocations are completed on trade date.
• Exchange and Carry brokers position close-out including option expirations
• Internal & external trade / position transfers.
• Evidence collections and reply promptly to audit & regulatory inquiries.
• Willing to work in shift 11pm 7am or as required subject to Clearing Manager discretion
• Flexibility to work on U.S. holidays.

Qualifications / Skills :

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process.

Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research.

Mizuho Americas offers a competitive total rewards package.

We are an EEO / AA Employer - M / F / Disability / Veteran. We participate in the E-Verify program. We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.