Talent.com
Regulatory Operations Analyst

Regulatory Operations Analyst

VirtualVocationsCranston, Rhode Island, United States
job_description.job_card.1_day_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Regulatory Operations Analyst (Non-Financial Regulatory Reporting).

Key Responsibilities

Produce, validate, and submit non-financial regulatory reports

Collaborate with various business units to ensure compliance with regulations

Assist in interpreting new or changing securities rules and update compliance processes

Required Qualifications

Experience in Trading or Compliance

Knowledge of non-financial regulatory reporting requirements

Familiarity with FINRA, SEC, and Exchange trading rules

Understanding of back office brokerage operations processes

Ability to compile operational information for audits with limited oversight

serp_jobs.job_alerts.create_a_job

Regulatory Analyst • Cranston, Rhode Island, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
California Licensed Regulatory Specialist

California Licensed Regulatory Specialist

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Specialist (Health Care).Key Responsibilities Support compliance efforts related to state insurance and clinical licensure Develop processes and lead custom...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Business Analyst - Regulatory Affairs

Business Analyst - Regulatory Affairs

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Business Analyst - ARC (Accelerate Regulatory Capabilities) Submission Planning (Veeva Migration). Key Responsibilities Collaborate with stakeholders to gather, validate...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Compliance Officer I

Compliance Officer I

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer I - Vendor Management Oversight.Key Responsibilities Analyze laws and regulations, and assist in developing and revising compliance policies and proc...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Senior Quality Assurance Specialist

Senior Quality Assurance Specialist

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Quality Assurance Specialist to support the development of a digital quality management system. Key Responsibilities Manage collaboration on process improvement a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Senior Regulatory Consultant

Senior Regulatory Consultant

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Regulatory Operations Consultant to oversee electronic regulatory submissions to global health authorities. Key Responsibilities : Lead the assembly, publishing, a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Regulatory Coordinator - MA Licensed

Regulatory Coordinator - MA Licensed

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Coordinator for Thoracic Oncology.Key Responsibilities Manage compliance and documentation for clinical trials, including IRB submissions and regulatory fili...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Regulatory Compliance Consultant

Regulatory Compliance Consultant

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Compliance Consultant I.Key Responsibilities Conduct research and perform analysis on policy language, regulatory changes, competitor products, market needs,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Indiana Compliance Officer

Indiana Compliance Officer

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in Indiana.Key Responsibilities Oversee compliance functions for the Indiana health plan and manage submission of CMS Medicare SNP requirements Serv...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Regulatory Affairs Specialist

Regulatory Affairs Specialist

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Affairs - Design Control Specialist.Key Responsibilities Establish project-specific technical file deliverable lists aligning with internal SOPs and regulato...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Regulatory Affairs Coordinator

Regulatory Affairs Coordinator

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Regulatory Affairs Coordinator.Key Responsibilities Prepare and distribute notification letters based on accreditation determinations Maintain and track the status of ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Temporary Regulatory Compliance Consultant

Temporary Regulatory Compliance Consultant

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Temporary Regulatory Compliance Consultant in Risk Consulting (Financial Services).Key Responsibilities Manage and deliver regulatory compliance assessments for financi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
  • serp_jobs.job_card.promoted
Quality Assurance Specialist

Quality Assurance Specialist

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Quality Assurance Specialist located in Philadelphia, PA.Key Responsibilities Provide real-time Quality oversight during the FluMist / Fluenz Packaging operation Conduct...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Remote Quality Assurance Specialist

Remote Quality Assurance Specialist

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.filters.remote
serp_jobs.job_card.full_time
A company is looking for an Associate Professional Quality Assurance.Key Responsibilities Monitor and evaluate the quality of customer interactions to ensure compliance with standards Lead calib...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Senior Regulatory Compliance Analyst

Senior Regulatory Compliance Analyst

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Senior Regulatory Compliance Analyst to advance its Corporate Compliance Program.Key Responsibilities Lead internal audits, operational reviews, and risk assessments M...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Compliance Administrator

Compliance Administrator

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Administrator to ensure the integrity and compliance of its national Field Service Partner network. Key Responsibilities Request and collect updated insurance...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Premium Audit Consultant III

Premium Audit Consultant III

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Premium Audit Consultant III (Remote).Key Responsibilities Conduct virtual and occasional on-site audits of policyholders' business records to determine proper risk cla...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
South Carolina Compliance Officer

South Carolina Compliance Officer

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in South Carolina.Key Responsibilities Oversee compliance functions for the South Carolina health plan and ensure timely submission of CMS Medicare S...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Delaware Compliance Officer

Delaware Compliance Officer

VirtualVocationsCranston, Rhode Island, United States
serp_jobs.job_card.full_time
A company is looking for a Compliance Officer in Delaware.Key Responsibilities Oversee compliance functions for the Delaware health plan and ensure timely submission of CMS Medicare SNP requireme...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days