FIU Investigator I

Join to apply for the FIU Investigator I role at Banc of California

BANC OF CALIFORNIA AND YOUR CAREER

Banc of California, Inc. (NYSE : BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California and Denver, Colorado, as well as full-stack payment processing solutions through its subsidiary, Deepstack Technologies. The bank is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and more.

At Banc of California, our success is driven by our people, and we take pride in fostering an environment where everyone can reach their full potential. We embrace a culture of empowerment, progressive thinking, and entrepreneurial spirit, ensuring our team members have an opportunity to make an impact and play an important role in the future of Banc of California. Our core values – Entrepreneurialism, Operational Excellence, and Superior Analytics – empower us in creating a dynamic and inclusive workplace. We are committed to supporting your growth and well-being with comprehensive benefits, career development programs, a variety of employee resource groups, and more.

THE OPPORTUNITY

Responsible for managing a caseload of investigations, performing analysis and follow-up and working cases from beginning to completion according to AML procedures and policies. Performs all duties in accordance with the Company's policies and procedures, all U.S. state and federal laws and regulations, wherein the Company operates.

How You'll Make a Difference

• Responsible for investigations generated from sources which include : cases generated via Case Management Tool, client on-boarding and maintenance and transaction monitoring referrals, government sources, and referrals from business partners and other control areas.
• Researches and analyzes account records and reports to detect transactions that involve potential financial criminal activity, such as fraud, money laundering or terrorist financing.
• Documents and reports the investigation findings and prepares case files for review (e.g. media search results, copies of statements / checks, results from internal system searches etc.)
• Responsible for communicating with internal and external entities, members of the sales team and other risk units.
• Responsible for submitting Requests for Information ("RFIs") to the front lines to identify additional information in support of the investigation and follows-up to ensure timely receipt.
• Collects and examines financial statements and documents to assist in identifying unusual transaction patterns.
• Conducts research over available Bank systems, the Internet and Databases consistent with the resolution of investigations.
• Writes and submits Suspicious Activity Reports (SARs) for review and filing and recommend relationship retention or termination and track account closures as required.
• Conducts Cross Sector reviews among multiple business units.
• Triage cases and identify items appropriate for Senior Management escalation.
• Treat people with respect; keep commitments; inspire the trust of others; work ethically and with integrity; uphold organizational values; accept responsibility for own actions.
• Demonstrates knowledge of and adherence to EEO policy; shows respect and sensitivity for cultural differences; educates others on the value of diversity; promotes working environment free of harassment of any type; builds a diverse workforce and supports affirmative action.
• Follows policies and procedures; completes tasks correctly and on time; supports the company's goals and values.
• Performs the position safely, without endangering the health or safety to themselves or others and will be expected to report potentially unsafe conditions. The employee shall comply with occupational safety and health standards and all rules, regulations and orders issued pursuant to the OSHA Act of 1970, which are applicable to one's own actions and conduct.
• Performs other duties and projects as assigned.

What You'll Bring

ESSENTIAL KNOWLEDGE, SKILLS, AND ABILITIES :

Education, Experience And / Or Licenses

How We'll Support You

SALARY RANGE

The full-time base salary range for this position is $68,000.00 - $80,000.00 USD a year. The base salary ultimately offered is determined through a review of education, industry experience, training, knowledge, skills, abilities of the applicant in alignment with market data and other factors.

Banc of California is an equal opportunity employer committed to creating a diverse workforce. All qualified applicants will receive consideration for employment without regard to age (40 and over), ancestry, color, religious creed (including religious dress and grooming practices), denial of Family and Medical Care Leave, disability (mental and physical) including HIV and AIDS, marital status, medical condition (cancer and genetic characteristics), genetic information, military and veteran status, national origin (including language use restrictions), race, sex (which includes pregnancy, childbirth, breastfeeding and medical conditions related to pregnancy, childbirth or breastfeeding), gender, gender identity, gender expression, and sexual orientation. If you require reasonable accommodation as part of the application process, please contact Talent Acquisition.

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