Talent.com
Compliance Analyst, Trading and Markets

Compliance Analyst, Trading and Markets

Capital PowerPhoenix, AZ, US
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Compliance Analyst, Trading and Markets

Capital Power is seeking a detail-oriented and motivated Compliance Analyst, Trading and Markets to join our team in Washington, DC or Phoenix, AZ. Reporting to the Sr. Lead, Regulatory Compliance, you will play a critical role in ensuring the company's wholesale power trading activities comply with federal, state, and ISO / RTO market regulations.

This role supports the development, implementation, and monitoring of compliance programs across physical and financial power markets, including FERC, CFTC, and state-level oversight. The analyst will collaborate with trading desks, legal, risk, and operations teams to proactively identify and mitigate compliance risks, support regulatory reporting, and uphold ethical trading practices.

You will contribute to our team by :

  • Monitoring and interpreting regulatory developments from FERC, CFTC, PUCT, and other relevant agencies, and communicating changes to stakeholders.
  • Ensuring compliance with market-based rate tariffs, anti-manipulation rules, and reporting obligations.
  • Supporting the implementation of automated systems for trade surveillance and position limit monitoring.
  • Assisting in the rollout and maintenance of the U.S. Trading Compliance Manual and Trading Code of Conduct.
  • Supporting the development and delivery of compliance training programs.
  • Conducting internal investigations into potential non-compliance events and supporting root cause analysis.
  • Developing mitigation plans and coordinating with regulators on resolution strategies.
  • Providing real-time guidance to traders on regulatory boundaries and acceptable practices.
  • Reviewing daily trading exposures, including time / location spreads, cross-commodity arbitrage, and hedging activity.
  • Collaborating with front-office teams to ensure compliance is embedded in trading strategies and decision-making.
  • Supporting the process for regulatory filings (e.g., FERC EQR, CFTC swap reports).
  • Maintaining documentation of compliance procedures, training materials, and audit trails.
  • Supporting carbon reporting obligations for markets like California (CARB).

What you will bring to the role :

  • Post-secondary degree in Economics, Business, Business Law, or a relevant field.
  • 35 years of experience in energy trading compliance, market operations, or regulatory affairs.
  • Familiarity with U.S. wholesale power markets (e.g., PJM, ERCOT, CAISO, MISO) and ISO / RTO rules.
  • Experience in CAISO or PJM is considered an asset.
  • Strong analytical and problem-solving abilities.
  • Excellent communication and stakeholder engagement skills.
  • Proficiency in regulatory reporting tools and trade surveillance platforms.
  • Ability to manage multiple priorities in a fast-paced environment.
  • Strong organizational and time management skills.
  • Ability to build positive and productive relationships with internal and external stakeholders.
  • Excellent verbal and written communication skills, with an ability to simplify complex issues.
  • Intermediate to advanced Excel skills.
  • Knowledge of Allegro and data management skills is considered an asset.
  • Working Conditions :

  • Hybrid Office / Work from home position, with possible very minimal travel to meet business users at Capital Power facilities or other offices.
  • Additional Details :

  • This position will remain open until a suitable candidate is found.
  • The pay range for this position is $94,000 - $108,000.
  • In order to be considered for this role you must be legally eligible to work in Canada.
  • The successful candidate for this position will undergo an education verification, reference checks, and criminal record check.
  • We believe that creating a culture that supports employee physical, mental, financial, and social wellbeing is critical to our success. That is why we provide flexible and affordable employee benefits, retirement savings, and paid time off programs.
  • We also provide comprehensive onboarding, training, and programs supporting your career development.
  • Depending on the posting requirements relocation assistance may be available.
  • Capital Power only accepts resumes via online application at www.capitalpower.com / careers. If you choose to submit your resume by any other means, we cannot guarantee that your application will be considered for vacancies. Applicants with disabilities who require a reasonable accommodation to complete their application can request accessible formats, communication support, or other accessibility assistance by contacting careers@capitalpower.com.

    serp_jobs.job_alerts.create_a_job

    Trading Analyst • Phoenix, AZ, US

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    Antifraud Analyst

    Antifraud Analyst

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for an Antifraud Analyst to strengthen their Fraud Prevention team.Key Responsibilities Design, test, and improve antifraud rules to prevent fraud while balancing security an...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Mortgage Compliance Auditor

    Mortgage Compliance Auditor

    CornerStone StaffingPhoenix, AZ, US
    serp_jobs.job_card.full_time
    Are you detail-oriented with a background in mortgage servicing or default?.This role involves ensuring regulatory compliance through thorough audits and reviews. If you have strong analytical skill...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Risk and Compliance Analyst

    Risk and Compliance Analyst

    VirtualVocationsPhoenix, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Risk & Compliance Analyst.Key Responsibilities Design and implement compliance controls across a unified framework to manage regulatory and privacy obligations Drive r...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Regulatory Compliance Analyst (SIE, Series 99)

    Regulatory Compliance Analyst (SIE, Series 99)

    VirtualVocationsChandler, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Regulatory Compliance Analyst.Key Responsibilities Produce, validate, and submit non-financial regulatory reports Collaborate with various business units to ensure com...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Fraud Compliance Analyst

    Fraud Compliance Analyst

    VirtualVocationsGlendale, Arizona, United States
    serp_jobs.job_card.part_time
    A company is looking for a Fraud Compliance Analyst (Part Time).Key Responsibilities : Conduct manual reviews of flagged identity verification cases Analyze ID documents and behavioral signals to...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    Risk and Compliance Manager

    Risk and Compliance Manager

    VirtualVocationsScottsdale, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Compliance & Risk Program Manager to design, lead, and scale its compliance program as it expands globally. Key Responsibilities Lead SOC 2 readiness and audits, ensurin...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Risk Operations Analyst

    Risk Operations Analyst

    VirtualVocationsTempe, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for an Associate Risk Operations Analyst to support payment operations and fraud prevention.Key Responsibilities Conduct in-depth analysis of customer data for underwriting a...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Financial Crimes Analyst

    Financial Crimes Analyst

    VirtualVocationsMesa, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Financial Crimes Analyst II.Key Responsibilities Adjudicate alerts generated through the transaction monitoring system Conduct investigations into unusual activity ref...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Performance Analyst

    Performance Analyst

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Performance Analyst.Key Responsibilities Conducts audits on claims, customer service inquiries, and enrollment activities, supporting internal audit functions Maintain...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Principal Product Manager - Compliance

    Principal Product Manager - Compliance

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Principal Product Manager - Compliance (KYC / AML) Platform.Key Responsibilities Own the end-to-end KYC / CDD product, from identity verification to ongoing due diligence ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Investor Reporting Analyst

    Investor Reporting Analyst

    VirtualVocationsGlendale, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for an Investor Reporting Analyst.Key Responsibilities Generate and distribute daily and monthly loan-level reports for assigned investors Balance cash received against cash...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Third Party Risk Management Analyst

    Third Party Risk Management Analyst

    VirtualVocationsGlendale, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Business Risk & Controls Advisory Analyst specializing in Third Party Risk Management.Key Responsibilities Oversee vendor lifecycle management, including due diligence,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Audit and Compliance Analyst

    Audit and Compliance Analyst

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a NDS Processing Operations - Audit & Compliance Senior Analyst.Key Responsibilities Support audit and compliance for Consumer Loans, enhancing operational effectiveness ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Senior IT Compliance Analyst

    Senior IT Compliance Analyst

    VirtualVocationsChandler, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Senior IT Compliance Analyst to join their Information Security team.Key Responsibilities Ensure security and IT operations align with regulatory requirements and inter...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    ERISA Compliance Consultant

    ERISA Compliance Consultant

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for an ERISA Technical Consultant to provide technical training and support for compliance testing and reporting for retirement plans. Key Responsibilities Provide technical s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Global Trade Compliance Manager

    Global Trade Compliance Manager

    VirtualVocationsMesa, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Global Trade Compliance Manager.Key Responsibilities Ensure compliance with import / export laws, focusing on U. Customs regulations Develop and maintain global trade com...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Compliance Manager

    Compliance Manager

    VirtualVocationsGilbert, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Compliance Manager to lead security and compliance initiatives.Key Responsibilities Lead and manage the full lifecycle of certification processes for SOC 2, ISO 27001, ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior GRC Analyst

    Senior GRC Analyst

    VirtualVocationsGlendale, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Senior Governance, Risk and Compliance (GRC) Analyst - Platform Technology and Payments.Key Responsibilities Establish and manage a compliance program for the technolog...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Business Analyst

    Compliance Business Analyst

    VirtualVocationsMesa, Arizona, United States
    serp_jobs.job_card.full_time
    A company is looking for a Lead Business Analyst.Key Responsibilities Analyze U.Collaborate with cross-functional teams during agile development cycles to ensure ongoing feature compliance Maint...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Senior Security Compliance Analyst

    Senior Security Compliance Analyst

    VirtualVocationsChandler, Arizona, United States
    serp_jobs.job_card.full_time
    Security Compliance Analyst to monitor, assess, and improve its compliance program.Key Responsibilities Evaluate organizational policies and standards to ensure compliance with internal and exter...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30