State Licensed Risk Management Analyst

A company is looking for a Senior Risk Management Analyst - BD / RIA.

Key Responsibilities

Identify and resolve key risk factors and develop corresponding mitigation methodologies

Analyze risk components and prepare reports and recommendations for senior management

Coordinate the Third-Party Vendor Management program and Enterprise Risk Reporting efforts

Required Qualifications

Bachelor's degree in finance, business administration, or a similar field, or equivalent experience

1-2 years of experience in financial or operational risk management

Intermediate to advanced experience with Microsoft Office products

FINRA Series 7, 24, 66 licenses required or to be obtained within 12 months

Securities industry experience, including familiarity with investment products and regulations