Legal Contractor

Job Description

Job Description

Robert Half is looking for a Securities Attorney to assist a Corporate Client with providing critical legal support to the Legal Department; and helping design and implement legal requirements for various advisory offerings and product launches. This is a long term, part-time contract opportunity.

Responsibilities :

• Collaborate with business partners to understand initiatives and evaluate their implications under the Advisers Act and related regulatory guidance.
• Offer expertise on federal securities laws, including Regulation Best Interest, the Investment Advisers Act, and applicable state securities regulations.
• Draft and communicate legal requirements and options for implementation, ensuring that all stakeholders are informed about upcoming changes and timelines.
• Update client-facing disclosures and agreements to ensure informed client consent.
• Revise account and service forms to align with changes in processes and requirements.
• Negotiate and amend master advisory agreements with third-party asset managers.
• Contribute to the development of marketing materials and internal communications to support new initiatives.
• Review and update policies, procedures, and operational guides to reflect regulatory and operational changes.
• Build and maintain strong relationships with key business partners to ensure smooth collaboration.
• Juris Doctor (JD) degree or equivalent with at least 5 years of relevant legal experience.
• Advanced expertise in the Advisers Act and related regulatory guidance.
• Proven experience in drafting and negotiating advisory agreements.
• Strong background in creating client agreements and regulatory brochures.
• Excellent research and analytical skills with the ability to interpret complex regulations.
• Exceptional verbal and written communication abilities.
• Strong organizational skills to manage time effectively and meet tight deadlines.
• In-depth knowledge of financial services, regulatory frameworks, and industry best practices.