Talent.com
Financial Institution Regulatory Compliance Manager

Financial Institution Regulatory Compliance Manager

Baker Tilly Advisory Group, LPUSA, Colorado, Denver
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world's leading financial centers - New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.

Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram.

Please discuss the work location status with your Baker Tilly talent acquisition professional to understand the requirements for an opportunity you are exploring.

Baker Tilly is an equal opportunity / affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.

Any unsolicited resumes submitted through our website or to Baker Tilly Advisory Group, LP, employee e-mail accounts are considered property of Baker Tilly Advisory Group, LP, and are not subject to payment of agency fees. In order to be an authorized recruitment agency ("search firm") for Baker Tilly Advisory Group, LP, there must be a formal written agreement in place and the agency must be invited, by Baker Tilly's Talent Attraction team, to submit candidates for review via our applicant tracking system.

Job Description :

Are you interested in joining one of the fastest growing consulting and accounting firms in the country?

Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of financial institution risk and regulatory compliance?

If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Manager ! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance and regulatory compliance best practices.

As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Does this describe you?

  • You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of financial institution compliance, enterprise risk management, governance and internal controls
  • You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded
  • You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together
  • You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow

What you will do :

  • Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems
  • Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements
  • Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance
  • Continually stay up-to-date on all existing compliance regulations
  • Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs
  • Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics
  • Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements
  • Manage client engagement teams, along with staffing, billings / collections, and ensure client profitability targets are met
  • Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community
  • Invest in your professional development individually and through participation in firm wide learning and development programs
  • Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals
  • Enjoy friendships, social activities and team outings that encourage a work-life balance
  • Successful candidates will have :

  • Bachelor's degree in accounting, finance, or a related program
  • 5+ years experience with regulatory compliance
  • 1-2 year(s) management experience
  • CIA or CRCM designation(s) required
  • CRCM Certification strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future.
  • Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
  • Experience as a client serving professional for a consulting firm preffered
  • Excellent analytical, technical, and problem-solving skills, with strong attention to detail
  • Exceptional verbal and written communication, collaboration, and time management skills
  • Strong sense of urgency and client responsiveness
  • Ability to travel
  • The compensation range for this role is $116,730 to $221,300. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location.

    serp_jobs.job_alerts.create_a_job

    Regulatory Compliance Manager • USA, Colorado, Denver

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    Senior Tax Professional - 2+ Yrs Paid Tax Experience Required

    Senior Tax Professional - 2+ Yrs Paid Tax Experience Required

    IntuitGolden, CO, United States
    serp_jobs.job_card.full_time
    Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Experts in one of our new TurboTax locations across the United States on a ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Remote Financial Planner - AI Trainer

    Remote Financial Planner - AI Trainer

    Data AnnotationCastle Rock, Colorado
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    2026 Regulatory Compliance Consultant Entry Level Staff

    2026 Regulatory Compliance Consultant Entry Level Staff

    Plante MoranDenver, CO, United States
    serp_jobs.job_card.full_time
    Our "we-care" culture is more than just a motto; it's a promise.From day one, we prioritize your growth, well-being, and success. You can count on us to support your career journey and help you achi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Manager, Public Policy, Regulatory Affairs, NA

    Manager, Public Policy, Regulatory Affairs, NA

    Vantage Data CentersDenver, CO, United States
    serp_jobs.job_card.full_time
    Vantage Data Centers powers, cools, protects and connects the technology of the world's well-known hyperscalers, cloud providers and large enterprises. Developing and operating across North America,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    SUD Treatment Center Manager

    SUD Treatment Center Manager

    BayMark Health Services CareersBrighton, Colorado, US
    serp_jobs.job_card.full_time
    Treatment Center Director / Program Director.A great Treatment Center Director leads a diverse team of nurses, counselors, and auxiliary staff to understand the needs of patients undergoing treatment...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Strategic Healthcare Project Manager

    Strategic Healthcare Project Manager

    Medamorph LLCLouisville, CO, US
    serp_jobs.job_card.full_time
    Medamorph is a Management Services Organization providing services to Gastroenterology of the Rockies, and its affiliates include joint-ventured endoscopy centers with Boulder Community Health and ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    International Trade Compliance Manager II

    International Trade Compliance Manager II

    Sierra Nevada CorporationLone Tree, CO, US
    serp_jobs.job_card.full_time
    International Trade Compliance Manager II.Are you looking to advance your career and flex your international trade knowledge and leadership skills in a fast-paced and rewarding organization? Join o...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Remote Finance Director - AI Trainer

    Remote Finance Director - AI Trainer

    Data AnnotationCastle Rock, Colorado
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Licensed Professional Counselor (Therapist) - Larkspur, CO

    Licensed Professional Counselor (Therapist) - Larkspur, CO

    LifeStance HealthLarkspur, CO, US
    serp_jobs.job_card.full_time
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Licensed Professional Counselor (Therapist) - Elbert, CO

    Licensed Professional Counselor (Therapist) - Elbert, CO

    LifeStance HealthElbert, CO, US
    serp_jobs.job_card.full_time
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Finance & Restructuring Litigation Associate Attorney

    Finance & Restructuring Litigation Associate Attorney

    Direct CounselAurora, CO, US
    serp_jobs.job_card.full_time
    Finance & Restructuring Litigation Associate Attorney.Location : Florham Park, New York, Philadelphia, Princeton, Washington, D. Wilmington, Fort Myers, Chicago, Des Moines, Fort Wayne, Indianapo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Marine Interdiction Agent

    Marine Interdiction Agent

    U.S. Customs and Border ProtectionFort Lupton, CO, United States
    serp_jobs.job_card.full_time
    Air and Marine Operations (AMO), a component of U.Customs and Border Protection (CBP) offers those with Merchant Mariner Credentials the exceptional opportunity of a career in law enforcement worki...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Manager, Regulatory ComplianceDenver, Colorado, United States

    Manager, Regulatory ComplianceDenver, Colorado, United States

    Clearway EnergyDenver, CO, US
    serp_jobs.job_card.full_time
    Manager, Regulatory Compliance.The Manager, Regulatory Compliance, will assist in the management of the Clearway Energy Group electric regulatory compliance program and in administering, facilitati...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    RN Clinical Coordinator OR

    RN Clinical Coordinator OR

    AH Rocky MountainCastle Rock, CO, US
    serp_jobs.job_card.full_time
    All the benefits and perks you need for you and your family : .Student Loan Repayment Program.Whole Person Wellbeing Resources. Joining AdventHealth is about being part of something bigger.Its about b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Branch Manager - Westminster

    Branch Manager - Westminster

    PNC Financial Services GroupWestminster, CO, US
    serp_jobs.job_card.full_time +1
    At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.We work together each day ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Finance and Restructuring Litigation Associate - hybrid

    Finance and Restructuring Litigation Associate - hybrid

    Wallman Unlimited CompanyBoulder, CO, US
    serp_jobs.job_card.full_time
    Open to Florham Park or Princeton, NJ, NYC, Philadelphia, Washington DC, Wilmington, DE, Fort Myers, FL, Chicago, Des Moines, IA, Fort Wayne & Indianapolis, IN, Minneapolis, Boulder & Denve...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Regulatory Policy Manager

    Regulatory Policy Manager

    Charm IndustrialFort Lupton, CO, US
    serp_jobs.job_card.permanent
    If your idea of a good time is decoding regs, wrangling stakeholders, and helping gigaton-scale carbon removal go fasterthis one's for you. Charm is on the hunt for a Regulatory Policy Manager to he...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    International Trade Compliance Manager II

    International Trade Compliance Manager II

    Clearance JobsLone Tree, CO, US
    serp_jobs.job_card.full_time
    International Trade Compliance Manager II.Are you looking to advance your career and flex your international trade knowledge and leadership skills in a fast-paced and rewarding organization? Join o...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30